We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANY icon
5126
Sphere 3D
ANY
$18.7M
– –
0
– –
ARDX icon
5127
Ardelyx
ARDX
$1.02B
– –
-2,000
Closed -$10K
ARGT icon
5128
Global X MSCI Argentina ETF
ARGT
$823M
– –
-9,792
Closed -$349K
ARGX icon
5129
argenx
ARGX
$54.1B
– –
-23
Closed -$2K
AROW icon
5130
Arrow Financial
AROW
$721M
– –
-3,740
Closed -$106K
ASPN icon
5131
Aspen Aerogels
ASPN
$510M
– –
-2,000
Closed -$9K
ATEN icon
5132
A10 Networks
ATEN
$1.97B
– –
-1,000
Closed -$6K
AVD icon
5133
American Vanguard Corp
AVD
$64.6M
– –
-320
Closed -$6K
AVDL
5134
DELISTED
Avadel Pharmaceuticals
AVDL
– –
-46
Closed –
AYTU icon
5135
AYTU BioPharma
AYTU
$25.8M
– –
0
– –
BLBD icon
5136
Blue Bird Corp
BLBD
$2.1B
– –
-27,000
Closed -$640K
BSET icon
5137
Bassett Furniture
BSET
$170M
– –
-52
Closed -$2K
BW icon
5138
Babcock & Wilcox
BW
$1.37B
$0 ﹤0.01%
1
-39
-98% -$647
BWB icon
5139
Bridgewater Bancshares
BWB
$605M
– –
-1,500
Closed -$20K
CASS icon
5140
Cass Information Systems
CASS
$736M
– –
-145
Closed -$7K
CBAT icon
5141
CBAK Energy Technology Ltd
CBAT
$69.2M
$0 ﹤0.01%
240
– –
CCBG icon
5142
Capital City Bank Group
CCBG
$888M
– –
-108
Closed -$3K
CCLD icon
5143
CareCloud
CCLD
$104M
– –
-750
Closed -$2K
CCU icon
5144
Compañía de Cervecerías Unidas
CCU
$2.22B
– –
-12
Closed –
CDL icon
5145
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$404M
– –
-1,447
Closed -$64K
CETX icon
5146
Cemtrex
CETX
$5.25M
– –
0
– -$1K
CHN
5147
DELISTED
China Fund
CHN
– –
-368
Closed -$8K
CIG icon
5148
CEMIG Preferred Shares
CIG
$5.64B
$0 ﹤0.01%
528
– –
CIG.C icon
5149
CEMIG Ordinary Shares
CIG.C
$8.41B
$0 ﹤0.01%
174
– –
CIVI
5150
DELISTED
Civitas Resources
CIVI
$0 ﹤0.01%
4
– –
204 205
206
207 208

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.