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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFI
5126
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$0 ﹤0.01%
26
– –
AMRS
5127
DELISTED
Amyris Inc.
AMRS
$0 ﹤0.01%
11
– –
STCN
5128
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
– –
MGI
5129
DELISTED
MoneyGram International, Inc. New
MGI
– –
-7
Closed –
BSMX
5130
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
– –
-105
Closed -$1K
DBS
5131
DELISTED
Invesco DB Silver Fund
DBS
– –
-140
Closed -$4K
OIIM
5132
DELISTED
02Micro International
OIIM
$0 ﹤0.01%
100
– –
QUMU
5133
DELISTED
Qumu Corp.
QUMU
– –
-1,000
Closed -$3K
BNFT
5134
DELISTED
Benefitfocus, Inc.
BNFT
– –
-33
Closed -$1K
STAB
5135
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$0 ﹤0.01%
20
-3,550
-99% -$10.8K
AERI
5136
DELISTED
Aerie Pharmaceuticals
AERI
– –
-4,200
Closed -$204K
ICOL
5137
DELISTED
iShares MSCI Colombia ETF
ICOL
– –
-1,000
Closed -$15K
RDUS
5138
DELISTED
Radius Health, Inc.
RDUS
$0 ﹤0.01%
7
– –
LEJU
5139
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
1
– –
ZSAN
5140
DELISTED
Zosano Pharma Corporation
ZSAN
– –
-24
Closed -$14K
HMHC
5141
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-366
Closed -$4K
ISBC
5142
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-166
Closed -$2K
LORL
5143
DELISTED
Loral Space and Communications, Inc.
LORL
$0 ﹤0.01%
14
– –
QADB
5144
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
JAX
5145
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
38
– –
SQBG
5146
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
3
+2
+200% +$169
CHMA
5147
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
16
– –
ALSK
5148
DELISTED
Alaska Communications Systems
ALSK
– –
-1,000
Closed -$2K
DSE
5149
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
– –
-72
Closed -$5K
OTEL
5150
DELISTED
Otelco, Inc. Class A
OTEL
– –
-40
Closed –
204 205
206
207 208

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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.