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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGAS
5126
DELISTED
Delta Natural Gas Co Inc
DGAS
– –
-308
Closed -$9K
MORE
5127
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-448,718
Closed -$4.36M
MYCC
5128
DELISTED
ClubCorp Holdings, Inc.
MYCC
– –
-1
Closed –
VTTI
5129
DELISTED
VTTI Energy Partners LP
VTTI
– –
-950
Closed -$19K
WBMD
5130
DELISTED
WebMD Health Corp.
WBMD
– –
-1,115
Closed -$65K
DFT
5131
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-5,420
Closed -$332K
UNXL
5132
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-150
Closed –
LBF
5133
DELISTED
Deutsche Global High Incm Fund
LBF
– –
-1,547
Closed -$13K
DRA
5134
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-32,417
Closed -$566K
PTHN
5135
DELISTED
Patheon N.V.
PTHN
– –
-22
Closed -$1K
IBMF
5136
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
– –
-8,908
Closed -$242K
DD
5137
DELISTED
Du Pont De Nemours E I
DD
– –
-79,328
Closed -$6.4M
NVDQ
5138
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-100
Closed -$1K
MBLY
5139
DELISTED
Mobileye N.V.
MBLY
– –
-3,110
Closed -$195K
ARIS
5140
DELISTED
ARI Network Services, Inc.
ARIS
– –
-50
Closed –
WFM
5141
DELISTED
Whole Foods Market Inc
WFM
– –
-16,569
Closed -$698K
GSOL
5142
DELISTED
Global Sources Ltd
GSOL
– –
-414
Closed -$8K
TUTI
5143
DELISTED
Tuttle Tactical Management Multi-Strategy Income ETF
TUTI
– –
-707
Closed -$16K
NUTR
5144
DELISTED
Nutraceutical International Co
NUTR
– –
-11
Closed –
CCP
5145
DELISTED
Care Capital Properties, Inc.
CCP
– –
-70,332
Closed -$1.88M
RMGN
5146
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
46
+1
+2% +$2
TVIA
5147
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-900
Closed –
SPNC
5148
DELISTED
Spectranetics Corp
SPNC
– –
-12
Closed –
NSR
5149
DELISTED
Neustar Inc
NSR
– –
-121
Closed -$4K
ENOC
5150
DELISTED
EnerNOC, Inc.
ENOC
– –
-135
Closed -$1K
204 205
206
207 208

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.