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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELL
5101
DELISTED
Yellow Corporation Common Stock
YELL
$1K ﹤0.01%
101
-339
-77% -$3.29K
NTP
5102
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
70
-563
-89% -$5.82K
MCF
5103
DELISTED
Contango Oil & Gas Co.
MCF
$1K ﹤0.01%
100
– –
NIHD
5104
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$1K ﹤0.01%
121
– –
EIV
5105
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$1K ﹤0.01%
127
-69
-35% -$817
ESNC
5106
DELISTED
EnSync Inc
ESNC
$1K ﹤0.01%
2,000
– –
RNWK
5107
DELISTED
RealNetworks Inc
RNWK
$1K ﹤0.01%
275
– –
HK
5108
DELISTED
Halcon Resources Corporation
HK
$1K ﹤0.01%
283
-294
-51% -$1.23K
GCVRZ
5109
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$1K ﹤0.01%
1,267
-616
-33% -$330
BHVN
5110
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1K ﹤0.01%
28
-5
-15% -$184
JHMU
5111
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
$1K ﹤0.01%
+30
New +$853
AAT
5112
American Assets Trust
AAT
$1.37B
– –
-13
Closed –
AC
5113
DELISTED
Associated Capital Group
AC
– –
-1,774
Closed -$66K
ACHV icon
5114
Achieve Life Sciences
ACHV
$695M
– –
-2
Closed -$127
ACTG icon
5115
Acacia Research
ACTG
$451M
$0 ﹤0.01%
148
– –
ZNB
5116
Zeta Network Group
ZNB
$2.57M
– –
0
– –
ADEA icon
5117
Adeia
ADEA
$3.06B
– –
-832
Closed -$5K
AGQ icon
5118
ProShares Ultra Silver
AGQ
$1.43B
– –
-4
Closed –
AGRO icon
5119
Adecoagro
AGRO
$1.36B
– –
-500
Closed -$4K
AGYS icon
5120
Agilysys
AGYS
$3.01B
– –
-1,500
Closed -$18K
AKBA icon
5121
Akebia Therapeutics
AKBA
$240M
– –
-59
Closed -$1K
AKO.B icon
5122
Embotelladora Andina Series B
AKO.B
$4.97B
– –
-29
Closed -$1K
ALT icon
5123
Altimmune
ALT
$583M
$0 ﹤0.01%
1
– –
ALTO icon
5124
Alto Ingredients
ALTO
$323M
$0 ﹤0.01%
9
– –
ANGI icon
5125
Angi Inc
ANGI
$182M
– –
-57
Closed -$8K
203 204
205
206 207

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.