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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMNP
5101
DELISTED
Immune Pharmaceuticals Inc.
IMNP
– –
-50
Closed –
VCO
5102
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$0 ﹤0.01%
7
– –
MBVX
5103
DELISTED
MABVAX THERAPEUTICS HLDGS INC
MBVX
$0 ﹤0.01%
2
– –
KND
5104
DELISTED
Kindred Healthcare
KND
$0 ﹤0.01%
26
-59
-69% -$502
FCRE
5105
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
– –
-16
Closed –
LAYN
5106
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
– –
PXR
5107
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
– –
-125
Closed -$4K
LQ
5108
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
1
– –
LVHB
5109
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
– –
-2,960
Closed -$91K
SGY.WS
5110
DELISTED
Stone Energy Corporation Warrants to purchase common stock (expiring February 28, 2021)
SGY.WS
$0 ﹤0.01%
9
– –
PQ
5111
DELISTED
Petroquest Energy Inc Wd
PQ
$0 ﹤0.01%
40
– –
HTM
5112
DELISTED
U.S. Geothermal Inc.
HTM
– –
-833
Closed -$4K
IBLN
5113
DELISTED
Direxion iBillionaire Index ETF
IBLN
$0 ﹤0.01%
1
– –
JRJR
5114
DELISTED
JRjr33, Inc.
JRJR
$0 ﹤0.01%
50
– –
ACTA
5115
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
21
– –
MGCD
5116
DELISTED
MGC Diagnostics Corporation
MGCD
$0 ﹤0.01%
+26
New +$211
SNAK
5117
DELISTED
Inventure Foods, Inc.
SNAK
$0 ﹤0.01%
100
-750
-88% -$2.84K
OAPH
5118
DELISTED
OShares FTSE Asia Pacific Quality Dividend Hedged ETF
OAPH
– –
-100
Closed -$3K
RIC
5119
DELISTED
Richmont Mines Inc.
RIC
– –
-225
Closed -$2K
BONT
5120
DELISTED
Bon-Ton Stores Inc/The
BONT
– –
-1,000
Closed –
WNRL
5121
DELISTED
Western Refining Logistics, LP
WNRL
– –
-125
Closed -$3K
PKY
5122
DELISTED
Parkway, Inc.
PKY
$0 ﹤0.01%
15
-43
-74% -$986
BSTG
5123
DELISTED
Biostage, Inc. Common Stock
BSTG
– –
-6,575
Closed -$3K
CAB
5124
DELISTED
Cabela's Inc
CAB
– –
-62,104
Closed -$3.69M
SHOR
5125
DELISTED
ShoreTel, Inc.
SHOR
– –
-1,750
Closed -$10K
203 204
205
206 207

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.