We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAEX
5076
DELISTED
SAExploration Holdings, Inc.
SAEX
$1K ﹤0.01%
85
– –
PYX
5077
DELISTED
Pyxus International, Inc.
PYX
$1K ﹤0.01%
+30
New +$693
STML
5078
DELISTED
Stemline Therapeutics, Inc.
STML
$1K ﹤0.01%
80
-394
-83% -$6.32K
QHC
5079
DELISTED
Quorum Health Corporation
QHC
$1K ﹤0.01%
199
– –
MNI
5080
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
165
+15
+10% +$140
PKD
5081
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
406
+399
+5,700% +$1.64K
ACHN
5082
DELISTED
Achillion Pharmaceuticals
ACHN
$1K ﹤0.01%
300
-2,579
-90% -$7.69K
TOO
5083
DELISTED
Teekay Offshore Partners L.P.
TOO
$1K ﹤0.01%
538
+175
+48% +$427
HOS
5084
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1K ﹤0.01%
150
– –
QTRH
5085
DELISTED
Quarterhill Inc. Common Shares
QTRH
$1K ﹤0.01%
1,000
– –
AREX
5086
DELISTED
Approach Resources Inc.
AREX
$1K ﹤0.01%
504
– –
WAGE
5087
DELISTED
WageWorks, Inc.
WAGE
$1K ﹤0.01%
23
-331
-94% -$16.7K
BKS
5088
DELISTED
Barnes & Noble
BKS
$1K ﹤0.01%
196
-934
-83% -$5.27K
HIFR
5089
DELISTED
InfraREIT, Inc.
HIFR
$1K ﹤0.01%
+62
New +$1.32K
TIS
5090
DELISTED
Orchids Paper Products, Inc.
TIS
$1K ﹤0.01%
350
+155
+79% +$543
DWCH
5091
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
100
– –
AFSI
5092
DELISTED
AmTrust Financial Services, Inc.
AFSI
$1K ﹤0.01%
38
-89
-70% -$1.29K
RXIIW
5093
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$1K ﹤0.01%
3,000
– –
KST
5094
DELISTED
Deutsche Strategic Income Trust
KST
$1K ﹤0.01%
116
-623
-84% -$7.77K
SNMX
5095
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
500
-260
-34% -$305
REIS
5096
DELISTED
Reis, Inc.
REIS
$1K ﹤0.01%
56
-303
-84% -$6.51K
PHH
5097
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
88
-46
-34% -$500
NYNY
5098
DELISTED
Empire Resorts, Inc.
NYNY
$1K ﹤0.01%
107
– –
IID
5099
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$1K ﹤0.01%
200
– –
USLV
5100
DELISTED
VelocitySharesTM 3x Long Silver ETN linked to the S&P GSCI Silver Index ER
USLV
$1K ﹤0.01%
9
– –
202 203
204
205 206

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.