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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAAS
5076
DELISTED
AquaVenture Holdings Limited
WAAS
– –
-231
Closed -$4K
VSI
5077
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-71
Closed -$1K
LTXB
5078
DELISTED
LegacyTexas Financial Group Inc
LTXB
$0 ﹤0.01%
1
– –
CVRS
5079
DELISTED
CORINDUS VASCULAR ROBOTICS, INC
CVRS
– –
-1,000
Closed -$2K
DEST
5080
DELISTED
Destination Maternity Corporation
DEST
$0 ﹤0.01%
100
– –
RTEC
5081
DELISTED
Rudolph Technologies Inc
RTEC
– –
-424
Closed -$10K
PES
5082
DELISTED
Pioneer Energy Services Corp.
PES
$0 ﹤0.01%
115
– –
SFS
5083
DELISTED
Smart & Final Stores, Inc.
SFS
– –
-112
Closed -$1K
LXFT
5084
DELISTED
Luxoft Holding, Inc.
LXFT
$0 ﹤0.01%
+7
New +$380
KEYW
5085
DELISTED
The KEYW Holding Corporation
KEYW
– –
-3,400
Closed -$32K
ADYX
5086
DELISTED
Adynxx Inc
ADYX
$0 ﹤0.01%
2
– –
GNCA
5087
DELISTED
Genocea Biosciences, Inc.
GNCA
$0 ﹤0.01%
38
– –
VISL
5088
DELISTED
Vislink Technologies, Inc. Common Stock
VISL
– –
0
– –
IPCI
5089
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
1
-40
-98% -$571
WMGIZ
5090
DELISTED
Wright Medical Group, Inc. Contingent Value Right
WMGIZ
– –
-100
Closed –
NXTM
5091
DELISTED
NxStage Medical Inc.
NXTM
– –
-84
Closed -$3K
CYHHZ
5092
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
1,020
+1,000
+5,000% +$14
LKM
5093
DELISTED
Link Motion Inc.
LKM
– –
-1,200
Closed -$4K
RSYS
5094
DELISTED
Radisys Corp
RSYS
$0 ﹤0.01%
150
-500
-77% -$970
JONE
5095
DELISTED
Jones Energy, Inc.
JONE
$0 ﹤0.01%
11
– –
SNMX
5096
DELISTED
Senomyx, Inc.
SNMX
$0 ﹤0.01%
760
+500
+192% +$346
EGC
5097
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
$0 ﹤0.01%
38
– –
BTX.WS
5098
DELISTED
BioTime Inc Warrants (Expiring October 1, 2018)
BTX.WS
$0 ﹤0.01%
1,246
-276
-18% -$66
KODK.WS
5099
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
7
-7
-50% -$2
MATR
5100
DELISTED
Mattersight Corp.
MATR
$0 ﹤0.01%
88
– –
202 203
204
205 206

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.