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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDRX
5051
DELISTED
Veradigm Inc. Common Stock
MDRX
$1K ﹤0.01%
84
-1,526
-95% -$20.7K
BVH
5052
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
28
– –
NETI
5053
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
– –
TDW.WS.A
5054
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
336
-309
-48% -$1.3K
TDW.WS.B
5055
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$1K ﹤0.01%
362
-334
-48% -$1.18K
ISEE
5056
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1K ﹤0.01%
300
– –
SNMP
5057
DELISTED
Evolve Transition Infrastructure LP
SNMP
$1K ﹤0.01%
3
– –
JNCE
5058
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$1K ﹤0.01%
+200
New +$1.49K
AMBC.WS
5059
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
NVCN
5060
DELISTED
Neovasc Inc.
NVCN
$1K ﹤0.01%
+1
New +$860
AGFS
5061
DELISTED
AgroFresh Solutions Inc
AGFS
$1K ﹤0.01%
144
-1,015
-88% -$6.73K
ALR
5062
DELISTED
AlerisLife Inc
ALR
$1K ﹤0.01%
67
-298
-82% -$3.39K
USAK
5063
DELISTED
USA Truck Inc
USAK
$1K ﹤0.01%
50
– –
ACH
5064
DELISTED
Alum Corp of China Ltd
ACH
$1K ﹤0.01%
110
– –
RDUS
5065
DELISTED
Radius Health, Inc.
RDUS
$1K ﹤0.01%
75
+68
+971% +$1.54K
TVTY
5066
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1K ﹤0.01%
22
-1
-4% -$34
ADMS
5067
DELISTED
Adamas Pharmaceuticals
ADMS
$1K ﹤0.01%
50
-215
-81% -$5.05K
LORL
5068
DELISTED
Loral Space and Communications, Inc.
LORL
$1K ﹤0.01%
21
– –
PFBI
5069
DELISTED
Premier Financial Bancorp
PFBI
$1K ﹤0.01%
+67
New +$1.3K
PTVCB
5070
DELISTED
Protective Insurance Corporation Class B Common Stock
PTVCB
$1K ﹤0.01%
35
-56
-62% -$1.32K
AIMT
5071
DELISTED
Aimmune Therapeutics
AIMT
$1K ﹤0.01%
35
+2
+6% +$57
GMO
5072
DELISTED
General Moly, Inc.
GMO
$1K ﹤0.01%
3,000
– –
DZSI
5073
DELISTED
DZS Inc. Common Stock
DZSI
$1K ﹤0.01%
42
– –
MXDE
5074
DELISTED
Nationwide Maximum Diversification Emerging Markets Core Equity ETF
MXDE
$1K ﹤0.01%
+42
New +$982
SDRL
5075
DELISTED
Seadrill Limited Common Stock
SDRL
$1K ﹤0.01%
57
-40
-41% -$812
201 202
203
204 205

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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.