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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRS
5051
DELISTED
Verso Corporation
VRS
– –
-1,000
Closed -$5K
CSLT
5052
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
– –
-17,000
Closed -$71K
FLXN
5053
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-2,500
Closed -$51K
LORL
5054
DELISTED
Loral Space and Communications, Inc.
LORL
$0 ﹤0.01%
14
– –
QADB
5055
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
JAX
5056
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
38
+2
+6% +$21
SQBG
5057
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
1
-2
-67% -$240
CHMA
5058
DELISTED
Chiasma, Inc. Common Stock
CHMA
$0 ﹤0.01%
16
+3
+23% +$6
MDLY
5059
DELISTED
Medley Management Inc
MDLY
– –
-2,765
Closed -$180K
CATM
5060
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-217
Closed -$7K
OTEL
5061
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
40
– –
ZCAN
5062
DELISTED
SPDR Solactive Canada ETF
ZCAN
– –
-28
Closed -$2K
PRGX
5063
DELISTED
PRGX Global, Inc.
PRGX
– –
-510
Closed -$3K
NHLDW
5064
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
EIGI
5065
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
7
– –
RELV
5066
DELISTED
Reliv International Inc
RELV
$0 ﹤0.01%
14
– –
MR
5067
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-100
Closed -$4K
WMGI
5068
DELISTED
Wright Medical Group Inc
WMGI
– –
-24
Closed -$1K
GARS
5069
DELISTED
Garrison Capital Inc.
GARS
– –
-3,012
Closed -$25K
WUBA
5070
DELISTED
58.com Inc
WUBA
$0 ﹤0.01%
+4
New +$227
DZSI
5071
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
2
– –
FSB
5072
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-22
Closed -$1K
SES
5073
DELISTED
Synthesis Energy Systems Inc.
SES
$0 ﹤0.01%
5
– –
SSI
5074
DELISTED
Stage Stores Inc
SSI
– –
-1,190
Closed -$2K
CYOU
5075
DELISTED
Changyou.com Limited American Depositary Share
CYOU
– –
-11
Closed –
201 202
203
204 205

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.