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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIB
5026
Trinity Biotech
TRIB
$9.03M
$1K ﹤0.01%
+2
New +$1.3K
TRX icon
5027
TRX Gold Corp
TRX
$350M
$1K ﹤0.01%
2,550
– –
TTEC icon
5028
TTEC Holdings
TTEC
$85.3M
$1K ﹤0.01%
+49
New +$1.43K
UBFO
5029
DELISTED
United Security Bancshares
UBFO
$1K ﹤0.01%
+116
New +$1.28K
VECO icon
5030
Veeco
VECO
$3.07B
$1K ﹤0.01%
80
-230
-74% -$2.88K
VEON icon
5031
VEON
VEON
$3.9B
$1K ﹤0.01%
10
-38
-79% -$2.76K
VLGEA icon
5032
Village Super Market
VLGEA
$618M
$1K ﹤0.01%
44
+32
+267% +$920
VTSI icon
5033
VirTra
VTSI
$35.6M
$1K ﹤0.01%
+100
New +$508
WF icon
5034
Woori Financial
WF
$17.1B
$1K ﹤0.01%
13
-8
-38% -$354
WKHS icon
5035
Workhorse Group
WKHS
$34.1M
– –
0
– –
WNS
5036
DELISTED
WNS Holdings
WNS
$1K ﹤0.01%
13
-115
-90% -$5.88K
YANG icon
5037
Direxion Daily FTSE China Bear 3X ETF
YANG
$92.9M
$1K ﹤0.01%
1
– –
YEXT icon
5038
Yext
YEXT
$572M
$1K ﹤0.01%
+31
New +$709
LFWD icon
5039
ReWalk Robotics
LFWD
$21.3M
– –
0
– –
ONIT
5040
Onity Group
ONIT
$328M
$1K ﹤0.01%
20
-667
-97% -$41.3K
IRD
5041
Opus Genetics
IRD
$323M
$1K ﹤0.01%
19
-8
-30% -$618
PFC
5042
DELISTED
Premier Financial Corp. Common Stock
PFC
$1K ﹤0.01%
+40
New +$1.29K
RVNC
5043
DELISTED
Revance Therapeutics, Inc.
RVNC
$1K ﹤0.01%
+35
New +$952
SEEL
5044
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
– –
0
– –
VTNR
5045
DELISTED
Vertex Energy, Inc
VTNR
$1K ﹤0.01%
600
-11,400
-95% -$14.1K
ALIM
5046
DELISTED
Alimera Sciences
ALIM
$1K ﹤0.01%
67
– –
HOLI
5047
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1K ﹤0.01%
28
– –
TCON
5048
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$1K ﹤0.01%
+2
New +$926
BIOL
5049
DELISTED
Biolase, Inc.
BIOL
– –
-1
Closed -$4K
AAU
5050
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
200 201
202
203 204

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.