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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTHR
5026
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
53
– –
YTEN
5027
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
0
– –
MTBL
5028
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
133
– –
EXPR
5029
DELISTED
Express, Inc.
EXPR
$0 ﹤0.01%
2
-23
-92% -$2.9K
SOFO
5030
DELISTED
Sonic Foundry, Inc. Common Stock
SOFO
$0 ﹤0.01%
4
– –
APRN
5031
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-9
Closed -$9.87K
EWGS
5032
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
– –
-100
Closed -$5K
EMAN
5033
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
– –
INFI
5034
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$0 ﹤0.01%
26
-1,475
-98% -$1.83K
AMRS
5035
DELISTED
Amyris Inc.
AMRS
$0 ﹤0.01%
11
– –
MTEM
5036
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
5
-91
-95% -$7.86K
STCN
5037
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
– –
KBAL
5038
DELISTED
Kimball International
KBAL
– –
-3,740
Closed -$62K
MGI
5039
DELISTED
MoneyGram International, Inc. New
MGI
$0 ﹤0.01%
7
– –
OIIM
5040
DELISTED
02Micro International
OIIM
$0 ﹤0.01%
100
– –
PTNR
5041
DELISTED
Partner Communications
PTNR
– –
-311
Closed -$2K
LCI
5042
DELISTED
Lannett Company, Inc.
LCI
– –
-83
Closed -$7K
SPNE
5043
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-100
Closed -$1K
CDR
5044
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-227
Closed -$7K
RDUS
5045
DELISTED
Radius Health, Inc.
RDUS
$0 ﹤0.01%
7
-327
-98% -$12.8K
LUB
5046
DELISTED
Luby's Inc.
LUB
– –
-245
Closed -$1K
VWTR
5047
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-1,821
Closed -$32K
LEJU
5048
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
$0 ﹤0.01%
1
– –
SRGA
5049
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-10
Closed -$2K
EVFM
5050
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$0 ﹤0.01%
6
– –
200 201
202
203 204

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.