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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJ
5001
DELISTED
NIDEC CP (NIHON KABUSHIKI KAISHA)1 ADS REPTG .25 SH COM STK
NJ
– –
-1,595
Closed -$27K
MHFI
5002
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-3,282
Closed -$324K
TFM
5003
DELISTED
THE FRESH MARKET, INC COM STK
TFM
– –
-398
Closed -$11K
HPY
5004
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-1,148
Closed -$111K
SUNE
5005
DELISTED
SUNEDISON, INC COM
SUNE
– –
-90,037
Closed -$48K
ACG
5006
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-103,489
Closed -$812K
JAH
5007
DELISTED
JARDEN CORPORATION
JAH
– –
-5,566
Closed -$329K
CNL
5008
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-235
Closed -$13K
BTU
5009
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-957
Closed -$2K
EQC.PRE
5010
DELISTED
EQUITY COMWLTH CUM RED PFD SR E 7.25% (MD)
EQC.PRE
– –
-3,000
Closed -$76K
BLT
5011
DELISTED
BLOUNT INTERNATIONAL (NEW)
BLT
– –
-14
Closed –
GHI
5012
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-43
Closed –
JMG
5013
DELISTED
JOURNAL MEDIA GROUP INC COM
JMG
– –
-250
Closed -$3K
NIO
5014
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-22,513
Closed -$331K
NQU
5015
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-34,535
Closed -$509K
NPT
5016
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
– –
-5,846
Closed -$82K
NXZ
5017
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-5,101
Closed -$76K
NQI
5018
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-9,772
Closed -$139K
NMA
5019
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-4,137
Closed -$59K
JMI
5020
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-999
Closed -$7K
LF
5021
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-17,470
Closed -$18K
NPBC
5022
DELISTED
NATL PENN BANCSHARES INC
NPBC
– –
-5,768
Closed -$66K
ATML
5023
DELISTED
ATMEL CORP
ATML
– –
-10,466
Closed -$85K
RNF
5024
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
– –
-418
Closed -$5K
AFFX
5025
DELISTED
Affymetrix Inc
AFFX
– –
-800
Closed -$11K
199 200
201
202 203

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.