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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHD icon
4976
Cactus
WHD
$5.78B
$2K ﹤0.01%
+68
New +$1.97K
WRAP icon
4977
Wrap Technologies
WRAP
$97.4M
$2K ﹤0.01%
600
+100
+20% +$456
WSFS icon
4978
WSFS Financial
WSFS
$4.17B
$2K ﹤0.01%
53
-22
-29% -$925
XOMA
4979
DELISTED
Xoma
XOMA
$2K ﹤0.01%
77
+50
+185% +$897
ARQ icon
4980
Arq
ARQ
$99.6M
$2K ﹤0.01%
146
+137
+1,522% +$1.78K
CNR
4981
Core Natural Resources Inc
CNR
$4.64B
$2K ﹤0.01%
187
-413
-69% -$8.09K
HURA
4982
TuHURA Biosciences
HURA
$146M
$2K ﹤0.01%
2
– –
PVLA
4983
Palvella Therapeutics
PVLA
$2.26B
$2K ﹤0.01%
+8
New +$3.1K
TGEN
4984
Tecogen Inc
TGEN
$125M
$2K ﹤0.01%
1,000
– –
ENZ
4985
DELISTED
Enzo Biochem, Inc.
ENZ
$2K ﹤0.01%
419
-10
-2% -$35
SASR
4986
DELISTED
Sandy Spring Bancorp Inc
SASR
$2K ﹤0.01%
70
+28
+67% +$971
SEEL
4987
DELISTED
Seelos Therapeutics, Inc. Common Stock
SEEL
$2K ﹤0.01%
1
– –
VBIV
4988
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$2K ﹤0.01%
135
– –
SBOW
4989
DELISTED
SilverBow Resources, Inc.
SBOW
$2K ﹤0.01%
198
+167
+539% +$1.72K
NBSE
4990
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$2K ﹤0.01%
23
– –
SOLO
4991
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$2K ﹤0.01%
1,200
– –
CBAY
4992
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
358
– –
BFIT
4993
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$2K ﹤0.01%
100
– –
MARK
4994
DELISTED
Remark Holdings, Inc.
MARK
$2K ﹤0.01%
170
– –
APRN
4995
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$2K ﹤0.01%
29
-40
-58% -$3.9K
LTRPA
4996
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
308
+98
+47% +$1.02K
UBP
4997
DELISTED
Urstadt Biddle Properties Inc.
UBP
$2K ﹤0.01%
104
+8
+8% +$138
KBAL
4998
DELISTED
Kimball International
KBAL
$2K ﹤0.01%
+106
New +$1.89K
SIOX
4999
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$2K ﹤0.01%
324
-275
-46% -$1.9K
IVC
5000
DELISTED
Invacare Corporation
IVC
$2K ﹤0.01%
300
– –
198 199
200
201 202

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HAM
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.