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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLG
4976
Platinum Group Metals
PLG
$193M
$0 ﹤0.01%
33
– –
PLSE icon
4977
Pulse Biosciences
PLSE
$3.02B
– –
-217
Closed -$7K
PNF
4978
DELISTED
PIMCO New York Municipal Income Fund
PNF
$0 ﹤0.01%
6
– –
PRPO icon
4979
Precipio
PRPO
$42.8M
– –
0
– –
PRTS icon
4980
CarParts.com
PRTS
$54.7M
– –
-150
Closed -$5K
PSHG icon
4981
Performance Shipping
PSHG
$21.8M
– –
0
– –
CNSY
4982
Cerenome, Inc. Common Stock
CNSY
$26.4M
– –
0
– –
RDWR icon
4983
Radware
RDWR
$1.19B
– –
-300
Closed -$5K
RLGT icon
4984
Radiant Logistics
RLGT
$395M
– –
-2,026
Closed -$11K
SEF icon
4985
ProShares Short Financials
SEF
$13M
– –
-125
Closed -$13K
SIF icon
4986
SIFCO Industries
SIF
$176M
– –
-300
Closed -$2K
DCOY
4987
Decoy Therapeutics
DCOY
$2.09M
– –
0
– –
SLS icon
4988
SELLAS Life Sciences
SLS
$2.36B
$0 ﹤0.01%
1
– –
SMSI icon
4989
Smith Micro Software
SMSI
$16.2M
$0 ﹤0.01%
6
– –
SPOK icon
4990
Spok Holdings
SPOK
$241M
– –
-15
Closed –
SQQQ icon
4991
ProShares UltraPro Short QQQ
SQQQ
$1.74B
– –
0
– –
SRL icon
4992
Scully Royalty
SRL
$87.1M
$0 ﹤0.01%
52
-600
-92% -$5.35K
SRS icon
4993
ProShares UltraShort Real Estate
SRS
$15.8M
$0 ﹤0.01%
1
– –
SSTK icon
4994
Shutterstock
SSTK
$219M
$0 ﹤0.01%
13
– –
TBBK icon
4995
The Bancorp
TBBK
$2.84B
– –
-93
Closed -$1K
TNDM icon
4996
Tandem Diabetes Care
TNDM
$1.56B
$0 ﹤0.01%
30
-1,572
-98% -$9.95K
TNK icon
4997
Teekay Tankers
TNK
$2.68B
$0 ﹤0.01%
29
-124
-81% -$1.59K
TQQQ icon
4998
ProShares UltraPro QQQ
TQQQ
$37.4B
– –
-2,040
Closed -$8K
TROX icon
4999
Tronox
TROX
$1.04B
– –
-1,023
Closed -$15K
TRUE
5000
DELISTED
TrueCar
TRUE
– –
-235
Closed -$5K
198 199
200
201 202

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.