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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXLT
4976
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-22,573
Closed -$912K
AZUR
4977
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
– –
-674
Closed -$1K
PRGN
4978
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
– –
-5
Closed –
FSYS
4979
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-200
Closed -$1K
BIN
4980
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-1,100
Closed -$34K
BBEP
4981
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-19,315
Closed -$10K
LINE
4982
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-25,273
Closed -$9K
ARG
4983
DELISTED
Airgas Inc
ARG
– –
-273
Closed -$39K
SGL
4984
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-8,085
Closed -$72K
SSE
4985
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-2,689
Closed -$2K
FDI
4986
DELISTED
FORT DEARBORN INCOME SECS
FDI
– –
-2,227
Closed -$32K
DATE
4987
DELISTED
JIAYUAN COM INTL LTD SPON ADR (CYM)
DATE
– –
-529
Closed -$4K
FWM
4988
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-2,125
Closed -$1K
CKP
4989
DELISTED
CHECKPOINT SYSTEMS INC
CKP
– –
-45
Closed –
SNDK
4990
DELISTED
SANDISK CORP
SNDK
– –
-2,435
Closed -$185K
MTSN
4991
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-700
Closed -$3K
SZYM
4992
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-1,400
Closed -$3K
BCS.PRC
4993
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-5,000
Closed -$129K
POWR
4994
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
– –
-1,100
Closed -$21K
JTP
4995
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-55,863
Closed -$465K
NTLS
4996
DELISTED
NTELOS HLDGS CORP COM
NTLS
– –
-99
Closed -$1K
JHP
4997
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
– –
-8,225
Closed -$70K
ADT
4998
DELISTED
ADT Corp
ADT
– –
-1,769
Closed -$73K
CBNJ
4999
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-600
Closed -$8K
NEWP
5000
DELISTED
NEWPORT CORP
NEWP
– –
-101
Closed -$2K
198 199
200
201 202

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.