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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIQ
4976
DELISTED
Alliance Healthcare Services
AIQ
– –
-2
Closed –
CELGZ
4977
DELISTED
Celgene Corporation Contingent Value Rights
CELGZ
$0 ﹤0.01%
43
– –
ASCMA
4978
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
$0 ﹤0.01%
7
– –
CMCSK
4979
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-8,363
Closed -$479K
EOX
4980
DELISTED
EMERALD OIL INC (MT)
EOX
$0 ﹤0.01%
387
– –
HCF
4981
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
– –
-30,135
Closed -$172K
EGLE
4982
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
0
– –
NBG
4983
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-10,171
Closed -$5K
HYGS
4984
DELISTED
Hydrogenics Corp
HYGS
$0 ﹤0.01%
28
– –
HTR
4985
DELISTED
Brookfield Total Return Fund Inc
HTR
$0 ﹤0.01%
+16
New +$347
MRGE
4986
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-900
Closed -$6K
HIBB
4987
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-75
Closed -$3K
RIT
4988
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-2,400
Closed -$29K
MFT
4989
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-850
Closed -$11K
BIND
4990
DELISTED
BIND THERAPEUTICS INC
BIND
$0 ﹤0.01%
100
– –
PFSW
4991
DELISTED
PFSweb, Inc.
PFSW
$0 ﹤0.01%
25
– –
NTP
4992
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
70
– –
MTL
4993
DELISTED
Mechel PAO American Depository Shares, each representing two ordinary shares (ADSs)
MTL
$0 ﹤0.01%
108
– –
QADA
4994
DELISTED
QAD Inc.
QADA
$0 ﹤0.01%
13
– –
NHLD
4995
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
-4
-67% -$10
BVSN
4996
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
120
– –
CAW
4997
DELISTED
CCA Industries, Inc.
CAW
– –
-500
Closed -$1K
GFA
4998
DELISTED
Gafisa S.A.
GFA
– –
-262
Closed -$4K
GLF
4999
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$0 ﹤0.01%
+27
New +$165
CGG
5000
DELISTED
CGG
CGG
$0 ﹤0.01%
2
– –
197 198 199
200
201

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.