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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHZ icon
476
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$2.95M 0.03%
112,816
+85,982
+320% +$2.25M
SPYG icon
477
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$2.95M 0.03%
95,276
+21,812
+30% +$664K
PBE icon
478
Invesco Biotechnology & Genome ETF
PBE
$353M
$2.94M 0.03%
58,824
+1,486
+3% +$70.5K
GDX icon
479
VanEck Gold Miners ETF
GDX
$27.4B
$2.93M 0.03%
127,797
+27,497
+27% +$635K
PPL
480
PPL Corp
PPL
$26.7B
$2.92M 0.03%
76,898
-11,681
-13% -$452K
ULTA icon
481
Ulta Beauty
ULTA
$24.3B
$2.91M 0.03%
12,883
+3,937
+44% +$948K
MSCI icon
482
MSCI
MSCI
$40.9B
$2.89M 0.03%
24,717
-70
-0.3% -$7.77K
TWTR
483
DELISTED
Twitter, Inc.
TWTR
$2.89M 0.03%
171,279
+4,364
+3% +$76.2K
EZU icon
484
iShare MSCI Eurozone ETF
EZU
$9.91B
$2.88M 0.03%
66,541
+21,690
+48% +$908K
EEMV icon
485
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.88M 0.03%
49,514
+730
+1% +$41.9K
NCZ
486
Virtus Convertible & Income Fund II
NCZ
$301M
$2.87M 0.03%
114,650
+5,635
+5% +$141K
CEF icon
487
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$2.85M 0.03%
224,901
+41,317
+23% +$522K
AGN
488
DELISTED
Allergan plc
AGN
$2.85M 0.03%
13,880
+1,123
+9% +$261K
FXH icon
489
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$2.82M 0.03%
41,825
+1,747
+4% +$117K
JCE icon
490
Nuveen Core Equity Alpha Fund
JCE
$288M
$2.82M 0.03%
181,240
+2,555
+1% +$39K
IDU icon
491
iShares US Utilities ETF
IDU
$1.36B
$2.8M 0.03%
42,090
+8,452
+25% +$568K
ALGN icon
492
Align Technology
ALGN
$12.3B
$2.79M 0.03%
14,998
+121
+0.8% +$20.7K
ROK icon
493
Rockwell Automation
ROK
$49B
$2.79M 0.03%
15,638
-5,016
-24% -$835K
LMBS icon
494
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.79M 0.03%
53,587
+12,810
+31% +$668K
PEG icon
495
Public Service Enterprise Group
PEG
$37.7B
$2.78M 0.03%
60,135
-6,962
-10% -$315K
CB icon
496
Chubb
CB
$135B
$2.77M 0.03%
19,387
+3,753
+24% +$543K
WWD icon
497
Woodward
WWD
$21.4B
$2.77M 0.03%
35,618
-10
-0% -$704
LECO icon
498
Lincoln Electric
LECO
$15.4B
$2.73M 0.03%
29,627
-1,276
-4% -$114K
XSD icon
499
State Street SPDR S&P Semiconductor ETF
XSD
$2.93B
$2.72M 0.03%
41,491
+5,138
+14% +$327K
EMLP icon
500
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$2.69M 0.03%
108,540
-1,483
-1% -$36.9K
18 19
20
21 22

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.