We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
476
Seagate
STX
$183B
$2.13M 0.03%
55,183
+10,742
+24% +$349K
XOP icon
477
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.64B
$2.12M 0.03%
13,809
-81
-0.6% -$11.6K
SRC
478
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$2.12M 0.03%
35,418
+1,597
+5% +$95K
ACWX icon
479
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$2.11M 0.03%
50,933
-3,478
-6% -$141K
FXN icon
480
First Trust Energy AlphaDEX Fund
FXN
$387M
$2.11M 0.03%
141,302
+25,218
+22% +$374K
PFXF icon
481
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$2.11M 0.03%
101,680
+2,206
+2% +$46K
ETN icon
482
Eaton
ETN
$179B
$2.11M 0.03%
32,133
-634
-2% -$41K
AMAT icon
483
Applied Materials
AMAT
$423B
$2.11M 0.03%
69,971
+7,796
+13% +$218K
DLR icon
484
Digital Realty Trust
DLR
$71B
$2.11M 0.03%
21,714
+2,453
+13% +$250K
NAC icon
485
Nuveen California Quality Municipal Income Fund
NAC
$1.86B
$2.1M 0.03%
128,105
+29,878
+30% +$500K
EMN icon
486
Eastman Chemical
EMN
$8.54B
$2.1M 0.03%
31,195
+2,091
+7% +$140K
EEMV icon
487
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.09M 0.03%
38,683
+6,476
+20% +$345K
UTF icon
488
Cohen & Steers Infrastructure Fund
UTF
$3.02B
$2.09M 0.03%
97,225
+33,788
+53% +$723K
SHV icon
489
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$2.08M 0.03%
18,787
-2,677
-12% -$296K
RSPT icon
490
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.9B
$2.07M 0.03%
196,320
-16,420
-8% -$166K
NNN icon
491
NNN REIT
NNN
$8.71B
$2.07M 0.03%
40,734
+1,879
+5% +$96K
AMWD
492
DELISTED
American Woodmark
AMWD
$2.07M 0.03%
25,641
-4,019
-14% -$314K
BDCS
493
DELISTED
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$2.06M 0.03%
93,169
+9,408
+11% +$204K
RSPH icon
494
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$795M
$2.06M 0.03%
132,270
+9,080
+7% +$143K
IFV icon
495
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$2.05M 0.03%
116,674
+8,125
+7% +$141K
AOS icon
496
A.O. Smith
AOS
$8.67B
$2.05M 0.03%
41,466
-8,880
-18% -$415K
NYF icon
497
iShares New York Muni Bond ETF
NYF
$1.41B
$2.04M 0.03%
35,856
+8,212
+30% +$470K
PAA icon
498
Plains All American Pipeline
PAA
$16.3B
$2.04M 0.03%
65,084
-5,294
-8% -$151K
IDV icon
499
iShares International Select Dividend ETF
IDV
$8.53B
$2.04M 0.03%
67,992
-18,616
-21% -$550K
PYPL icon
500
PayPal
PYPL
$50.8B
$2.03M 0.03%
49,704
-245
-0.5% -$9.42K
18 19
20
21 22

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.