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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
476
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$1.49M 0.03%
68,975
+5,538
+9% +$129K
FE icon
477
FirstEnergy
FE
$27.2B
$1.49M 0.03%
47,549
+91
+0.2% +$2.98K
EMC
478
DELISTED
EMC CORPORATION
EMC
$1.49M 0.03%
61,425
-11,127
-15% -$281K
PANW icon
479
Palo Alto Networks
PANW
$311B
$1.48M 0.03%
51,636
-6,960
-12% -$205K
GM icon
480
General Motors
GM
$78.5B
$1.48M 0.03%
49,283
+300
+0.6% +$9.19K
AFL icon
481
Aflac
AFL
$61.1B
$1.48M 0.03%
51,276
+294
+0.6% +$8.9K
VOOV icon
482
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$1.48M 0.03%
18,236
+13,600
+293% +$1.17M
ACN icon
483
Accenture
ACN
$109B
$1.47M 0.03%
14,998
-353
-2% -$35K
AOS icon
484
A.O. Smith
AOS
$8.65B
$1.47M 0.03%
45,004
-15,904
-26% -$544K
ADM icon
485
Archer Daniels Midland
ADM
$38.7B
$1.47M 0.03%
35,374
-1,018
-3% -$46.5K
APU
486
DELISTED
AmeriGas Partners, L.P.
APU
$1.46M 0.03%
35,332
+5,310
+18% +$237K
TFI icon
487
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$1.46M 0.03%
30,301
+1,123
+4% +$53.6K
PWV icon
488
Invesco Large Cap Value ETF
PWV
$1.78B
$1.45M 0.03%
51,861
-3,167
-6% -$94.4K
BN icon
489
Brookfield
BN
$111B
$1.45M 0.03%
131,268
-4,641
-3% -$54.1K
EWL icon
490
iShares MSCI Switzerland ETF
EWL
$2.23B
$1.44M 0.03%
47,113
-7,855
-14% -$256K
PCEF icon
491
Invesco CEF Income Composite ETF
PCEF
$817M
$1.44M 0.03%
67,920
-6,376
-9% -$141K
JSD
492
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.44M 0.03%
93,556
-145
-0.2% -$2.33K
MU icon
493
Micron Technology
MU
$967B
$1.43M 0.03%
95,504
+64,304
+206% +$1.11M
BSCG
494
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$1.42M 0.03%
64,075
+513
+0.8% +$11.4K
PRU icon
495
Prudential Financial
PRU
$42.3B
$1.42M 0.03%
18,665
-1,745
-9% -$146K
AIF
496
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.41M 0.03%
97,615
+9,249
+10% +$141K
DLS icon
497
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$1.41M 0.03%
25,611
-16,771
-40% -$977K
CHKP icon
498
Check Point Software Technologies
CHKP
$13B
$1.4M 0.03%
17,671
+67
+0.4% +$5.35K
TTE icon
499
TotalEnergies
TTE
$196B
$1.4M 0.03%
19,552,755,271
-1,626,873,583
-8% -$163K
IMCB icon
500
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$1.4M 0.03%
40,484
+11,268
+39% +$415K
18 19
20
21 22

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.