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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$625B
$74.4M 0.62%
537,508
+8,632
+2% +$1.15M
VIG icon
27
Vanguard Dividend Appreciation ETF
VIG
$114B
$74.3M 0.62%
670,733
-58,913
-8% -$6.33M
IJH icon
28
iShares Core S&P Mid-Cap ETF
IJH
$127B
$71.4M 0.6%
1,775,140
+45,400
+3% +$1.82M
SCHG icon
29
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$70.1M 0.59%
6,834,400
+1,829,192
+37% +$18.2M
CVX icon
30
Chevron
CVX
$366B
$66.9M 0.56%
546,433
+37,740
+7% +$4.58M
VYM icon
31
Vanguard High Dividend Yield ETF
VYM
$83.5B
$65.7M 0.55%
754,626
-141,469
-16% -$12.2M
BND icon
32
Vanguard Total Bond Market
BND
$161B
$64.1M 0.54%
813,942
-264,987
-25% -$20.9M
IEMG icon
33
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$63.3M 0.53%
1,221,909
+364,000
+42% +$19M
RSP icon
34
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$62.4M 0.52%
584,619
-1,994
-0.3% -$211K
BNDX icon
35
Vanguard Total International Bond ETF
BNDX
$83.1B
$62.1M 0.52%
1,139,181
+147,963
+15% +$8.1M
FBND icon
36
Fidelity Total Bond ETF
FBND
$27.3B
$61.3M 0.51%
1,260,226
+74,861
+6% +$3.66M
XOM icon
37
ExxonMobil
XOM
$634B
$60.5M 0.51%
710,270
-68,908
-9% -$5.63M
IWP icon
38
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$59.3M 0.5%
875,392
+110,602
+14% +$7.35M
HYG icon
39
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$59.2M 0.5%
684,858
-1,619
-0.2% -$139K
VZ icon
40
Verizon
VZ
$196B
$57.3M 0.48%
1,071,980
+58,354
+6% +$3.09M
VXF icon
41
Vanguard Extended Market ETF
VXF
$31.9B
$57M 0.48%
465,215
+29,915
+7% +$3.66M
BA icon
42
Boeing
BA
$185B
$55.5M 0.46%
148,986
+9,637
+7% +$3.39M
META icon
43
Meta Platforms (Facebook)
META
$1.51T
$55.5M 0.46%
337,533
+37,360
+12% +$6.76M
V icon
44
Visa
V
$677B
$52.2M 0.44%
347,408
+4,185
+1% +$595K
PG icon
45
Procter & Gamble
PG
$339B
$51.3M 0.43%
616,493
-22,514
-4% -$1.84M
DIA icon
46
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$51.3M 0.43%
193,899
-63,211
-25% -$16.2M
SCHD icon
47
Schwab US Dividend Equity ETF
SCHD
$106B
$51M 0.43%
2,886,618
+778,857
+37% +$13.5M
SCHV
48
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$49.6M 0.41%
2,651,373
+533,883
+25% +$9.9M
JPM icon
49
JPMorgan Chase
JPM
$950B
$48.5M 0.41%
429,297
+42,232
+11% +$4.79M
VGT icon
50
Vanguard Information Technology ETF
VGT
$149B
$47.7M 0.4%
1,883,424
+365,304
+24% +$8.88M
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.