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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
26
iShares S&P 500 Value ETF
IVE
$49.8B
$45.4M 0.68%
478,686
-200,408
-30% -$19.1M
MSFT icon
27
Microsoft
MSFT
$3.71T
$45.1M 0.68%
782,679
+52,965
+7% +$2.99M
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$43.8M 0.66%
898,950
-11,040
-1% -$535K
IWN icon
29
iShares Russell 2000 Value ETF
IWN
$14.6B
$42.9M 0.64%
409,565
+380,065
+1,288% +$38.9M
CVX icon
30
Chevron
CVX
$366B
$42.3M 0.63%
411,571
+17,929
+5% +$1.83M
VOO icon
31
Vanguard S&P 500 ETF
VOO
$1.01T
$42.3M 0.63%
212,948
+31,347
+17% +$6.22M
SPHB icon
32
Invesco S&P 500 High Beta ETF
SPHB
$1.02B
$41.5M 0.62%
1,263,707
+1,263,054
+193,423% +$39.8M
MO icon
33
Altria Group
MO
$114B
$41.3M 0.62%
653,323
+75,851
+13% +$5.04M
IJR icon
34
iShares Core S&P Small-Cap ETF
IJR
$112B
$40.6M 0.61%
654,260
+84,116
+15% +$5.14M
SDY icon
35
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$40.2M 0.6%
477,121
+18,108
+4% +$1.54M
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$38.7M 0.58%
1,027,930
+113,268
+12% +$4.22M
JNK icon
37
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$36M 0.54%
327,106
+15,875
+5% +$1.73M
IWS icon
38
iShares Russell Mid-Cap Value ETF
IWS
$16B
$35.9M 0.54%
467,782
-946,242
-67% -$72.2M
META icon
39
Meta Platforms (Facebook)
META
$1.51T
$35.1M 0.53%
273,456
+15,866
+6% +$1.97M
EMB icon
40
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$34.9M 0.52%
297,763
+158,033
+113% +$18.4M
AGG icon
41
iShares Core US Aggregate Bond ETF
AGG
$138B
$34.3M 0.51%
305,503
+32,307
+12% +$3.63M
FBND icon
42
Fidelity Total Bond ETF
FBND
$27.3B
$34.2M 0.51%
669,261
-34,295
-5% -$1.74M
MMM icon
43
3M
MMM
$94.3B
$32.5M 0.49%
220,322
+8,885
+4% +$1.33M
IEF icon
44
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$32.4M 0.49%
290,085
+29,365
+11% +$3.29M
AMZN icon
45
Amazon
AMZN
$2.96T
$32.4M 0.49%
774,600
+104,460
+16% +$4M
WFC icon
46
Wells Fargo
WFC
$264B
$32.3M 0.48%
729,625
+33,169
+5% +$1.59M
TIP icon
47
iShares TIPS Bond ETF
TIP
$14.5B
$32M 0.48%
275,080
+15,889
+6% +$1.84M
IJH icon
48
iShares Core S&P Mid-Cap ETF
IJH
$127B
$29M 0.44%
939,040
+46,385
+5% +$1.43M
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$27.2M 0.41%
325,126
+6,124
+2% +$510K
VNQ icon
50
Vanguard Real Estate ETF
VNQ
$39B
$26M 0.39%
299,934
+32,954
+12% +$2.94M
1
2
3 4 5

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.