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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
26
Procter & Gamble
PG
$339B
$33M 0.68%
459,053
+36,975
+9% +$2.77M
VYM icon
27
Vanguard High Dividend Yield ETF
VYM
$83.5B
$32.2M 0.67%
514,668
+1,368
+0.3% +$90K
IGSB icon
28
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$32.1M 0.66%
610,346
+41,066
+7% +$2.16M
SHY icon
29
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$31.5M 0.65%
370,648
+222,558
+150% +$18.9M
FBND icon
30
Fidelity Total Bond ETF
FBND
$27.3B
$31.1M 0.64%
641,957
+2,085
+0.3% +$103K
MSFT icon
31
Microsoft
MSFT
$3.71T
$28.5M 0.59%
644,118
-6,563
-1% -$295K
WFC icon
32
Wells Fargo
WFC
$264B
$28.2M 0.58%
551,617
+42,692
+8% +$2.35M
MO icon
33
Altria Group
MO
$114B
$28.1M 0.58%
516,969
-43,252
-8% -$2.32M
VEA icon
34
Vanguard FTSE Developed Markets ETF
VEA
$237B
$27.8M 0.57%
778,697
+59,538
+8% +$2.29M
IVE icon
35
iShares S&P 500 Value ETF
IVE
$49.8B
$24.8M 0.51%
295,564
-29,552
-9% -$2.64M
VTV icon
36
Vanguard Morningstar Value ETF
VTV
$192B
$24.8M 0.51%
323,105
+18,229
+6% +$1.48M
IJJ icon
37
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.03B
$24.7M 0.51%
427,996
+1,588
+0.4% +$97.3K
SLQD icon
38
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$23.2M 0.48%
461,495
+244,530
+113% +$12.3M
SHYG icon
39
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$22.6M 0.47%
490,203
+36,328
+8% +$1.72M
MMM icon
40
3M
MMM
$94.3B
$21.7M 0.45%
183,846
+6,985
+4% +$859K
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$21.6M 0.45%
654,111
+9,051
+1% +$329K
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$21.5M 0.44%
132,283
-2,487
-2% -$424K
VGK icon
43
Vanguard FTSE Europe ETF
VGK
$31.1B
$21.4M 0.44%
435,352
+29,774
+7% +$1.58M
SDY icon
44
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$21.2M 0.44%
293,517
-12,972
-4% -$976K
CVX icon
45
Chevron
CVX
$366B
$20.7M 0.43%
263,717
-3,983
-1% -$335K
AGG icon
46
iShares Core US Aggregate Bond ETF
AGG
$138B
$20.5M 0.42%
187,195
-7,677
-4% -$837K
SBUX icon
47
Starbucks
SBUX
$120B
$20.5M 0.42%
360,834
-7,569
-2% -$424K
VOO icon
48
Vanguard S&P 500 ETF
VOO
$1.03T
$20.3M 0.42%
115,494
+3,732
+3% +$694K
ISTB icon
49
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$20.2M 0.42%
402,202
-38,276
-9% -$1.92M
IJK icon
50
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$19.7M 0.41%
501,480
-36,548
-7% -$1.53M
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.