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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
26
Verizon
VZ
$196B
$32M 0.71%
682,655
+224,678
+49% +$11M
GE icon
27
GE Aerospace
GE
$384B
$31.7M 0.7%
262,111
+85,101
+48% +$10.5M
IGSB icon
28
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$31.3M 0.69%
594,704
-150,320
-20% -$7.91M
MSFT icon
29
Microsoft
MSFT
$3.71T
$30.9M 0.68%
664,435
+283,779
+75% +$13.3M
JNJ icon
30
Johnson & Johnson
JNJ
$625B
$30M 0.66%
286,784
+130,151
+83% +$13.7M
IJH icon
31
iShares Core S&P Mid-Cap ETF
IJH
$127B
$28.8M 0.64%
994,840
-876,110
-47% -$24.6M
VYM icon
32
Vanguard High Dividend Yield ETF
VYM
$82.8B
$27.8M 0.62%
404,761
+281,700
+229% +$19.1M
IEMG icon
33
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$26.6M 0.59%
556,505
-1,403
-0.3% -$68.5K
IEI icon
34
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$26.2M 0.58%
213,850
+95,333
+80% +$11.7M
BND icon
35
Vanguard Total Bond Market
BND
$158B
$25.9M 0.57%
314,272
+190,355
+154% +$15.7M
IWO icon
36
iShares Russell 2000 Growth ETF
IWO
$15.1B
$24.7M 0.55%
175,474
-15,483
-8% -$2.09M
IWM icon
37
iShares Russell 2000 ETF
IWM
$83B
$24.7M 0.55%
206,659
-23,299
-10% -$2.66M
DIA icon
38
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$24.2M 0.54%
136,126
+21,469
+19% +$3.72M
SJNK icon
39
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$23.4M 0.52%
807,811
-110,933
-12% -$3.27M
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$23M 0.51%
574,422
+67,698
+13% +$2.79M
FLOT icon
41
iShares Floating Rate Bond ETF
FLOT
$10.3B
$21.8M 0.48%
431,093
-192,557
-31% -$9.76M
SDY icon
42
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$20.2M 0.45%
256,569
+27,532
+12% +$2.15M
CL icon
43
Colgate-Palmolive
CL
$74.4B
$20.2M 0.45%
291,913
+38,010
+15% +$2.57M
VEA icon
44
Vanguard FTSE Developed Markets ETF
VEA
$236B
$19.8M 0.44%
523,502
+50,950
+11% +$1.97M
VXF icon
45
Vanguard Extended Market ETF
VXF
$31.7B
$19.6M 0.43%
223,605
+16,002
+8% +$1.37M
MBB icon
46
iShares MBS ETF
MBB
$39.1B
$19.5M 0.43%
178,687
+18,780
+12% +$2.05M
IVE icon
47
iShares S&P 500 Value ETF
IVE
$49.8B
$19.5M 0.43%
208,122
+98,982
+91% +$9.07M
VGK icon
48
Vanguard FTSE Europe ETF
VGK
$31.4B
$19.4M 0.43%
370,612
+74,438
+25% +$3.99M
USMV icon
49
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$19.4M 0.43%
478,057
+422,857
+766% +$16.6M
MO icon
50
Altria Group
MO
$114B
$18.9M 0.42%
383,891
+94,522
+33% +$4.6M
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.