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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVW icon
26
iShares S&P 500 Growth ETF
IVW
$77.6B
$25M 0.77%
1,013,916
+814,836
+409% +$19.2M
T icon
27
AT&T
T
$163B
$25M 0.77%
940,959
+47,832
+5% +$1.26M
HYS icon
28
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$24.8M 0.77%
233,498
-9,250
-4% -$981K
IYJ icon
29
iShares US Industrials ETF
IYJ
$2.02B
$24.6M 0.76%
485,242
+66,966
+16% +$3.2M
IYH icon
30
iShares US Healthcare ETF
IYH
$3.54B
$23.6M 0.73%
1,012,180
+125,975
+14% +$2.83M
XLP icon
31
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$21M 0.65%
488,054
+404,213
+482% +$17M
PG icon
32
Procter & Gamble
PG
$339B
$20.9M 0.64%
255,983
+14,008
+6% +$1.14M
GE icon
33
GE Aerospace
GE
$384B
$20.6M 0.64%
153,662
+5,420
+4% +$683K
VZ icon
34
Verizon
VZ
$196B
$19.1M 0.59%
389,358
-656
-0.2% -$32.3K
IYW icon
35
iShares US Technology ETF
IYW
$25.2B
$19.1M 0.59%
864,176
+141,484
+20% +$2.95M
IYF icon
36
iShares US Financials ETF
IYF
$4.61B
$19M 0.59%
475,022
+75,630
+19% +$2.91M
IYE icon
37
iShares US Energy ETF
IYE
$1.71B
$18.6M 0.57%
368,030
+57,022
+18% +$2.8M
CL icon
38
Colgate-Palmolive
CL
$74.4B
$18.3M 0.57%
281,377
+1,468
+0.5% +$94K
VCSH icon
39
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$18.2M 0.56%
228,706
-7,530
-3% -$602K
EFAV icon
40
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$17.9M 0.55%
291,401
+22,966
+9% +$1.41M
DIA icon
41
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$17.3M 0.53%
104,530
+30,228
+41% +$4.75M
QQQ icon
42
Invesco QQQ Trust
QQQ
$484B
$17.3M 0.53%
196,602
+72,155
+58% +$6.01M
DTYS
43
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$17M 0.52%
516,241
-20,489
-4% -$618K
VCIT icon
44
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$16.9M 0.52%
204,777
-43,023
-17% -$3.6M
VWO icon
45
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$16.9M 0.52%
410,517
+109,273
+36% +$4.51M
IEF icon
46
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$16.4M 0.5%
163,963
-175,693
-52% -$17.8M
VGK icon
47
Vanguard FTSE Europe ETF
VGK
$31.4B
$16.2M 0.5%
275,561
+100,097
+57% +$5.64M
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.13T
$16.1M 0.5%
136,184
+4,979
+4% +$576K
VTV icon
49
Vanguard Morningstar Value ETF
VTV
$191B
$15.2M 0.47%
199,151
+55,642
+39% +$4.1M
SDY icon
50
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$15M 0.46%
206,050
+26,980
+15% +$1.94M
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.