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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UST icon
26
ProShares Ultra 7-10 Year Treasury
UST
$15.1M
$22.1M 0.75%
425,384
+422,177
+13,164% +$21.5M
VCIT icon
27
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$20.6M 0.7%
247,800
-109,882
-31% -$9.12M
XLB icon
28
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$19.5M 0.66%
928,448
+364,006
+64% +$7.45M
XLY icon
29
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$19.1M 0.65%
629,052
+224,344
+55% +$6.65M
IYH icon
30
iShares US Healthcare ETF
IYH
$3.54B
$19M 0.64%
886,205
+608,760
+219% +$12.9M
IYJ icon
31
iShares US Industrials ETF
IYJ
$2.02B
$18.9M 0.64%
418,276
+162,256
+63% +$7.16M
VCSH icon
32
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$18.8M 0.64%
236,236
-129,014
-35% -$10.2M
PG icon
33
Procter & Gamble
PG
$339B
$18.3M 0.62%
241,975
+3,065
+1% +$244K
VZ icon
34
Verizon
VZ
$196B
$18.3M 0.62%
390,014
-6,450
-2% -$315K
GE icon
35
GE Aerospace
GE
$384B
$17M 0.58%
148,242
+8,338
+6% +$956K
CL icon
36
Colgate-Palmolive
CL
$74.4B
$16.6M 0.56%
279,909
-8
-0% -$474
EFAV icon
37
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$16.2M 0.55%
268,435
+10,875
+4% +$645K
DTYS
38
DELISTED
iPath US Treasury 10-year Bear ETN
DTYS
$16M 0.54%
536,730
+10,967
+2% +$353K
TIP icon
39
iShares TIPS Bond ETF
TIP
$14.5B
$15.9M 0.54%
141,603
-43,612
-24% -$4.87M
IVV icon
40
iShares Core S&P 500 ETF
IVV
$902B
$15.5M 0.52%
91,551
-297,447
-76% -$50.1M
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.13T
$14.9M 0.51%
131,205
-612
-0.5% -$70.6K
IYE icon
42
iShares US Energy ETF
IYE
$1.71B
$14.6M 0.5%
311,008
+159,939
+106% +$7.48M
IYF icon
43
iShares US Financials ETF
IYF
$4.61B
$14.6M 0.5%
399,392
+192,082
+93% +$7.12M
EMLC icon
44
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$14.4M 0.49%
295,427
-569,440
-66% -$27.6M
IYW icon
45
iShares US Technology ETF
IYW
$25.2B
$14.2M 0.48%
722,692
+402,680
+126% +$7.82M
IDU icon
46
iShares US Utilities ETF
IDU
$1.4B
$14.2M 0.48%
302,604
+76,582
+34% +$3.66M
GLD icon
47
SPDR Gold Trust
GLD
$141B
$13.7M 0.47%
104,708
-166,311
-61% -$21.4M
EMB icon
48
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$13.5M 0.46%
123,848
-58,649
-32% -$6.36M
JNJ icon
49
Johnson & Johnson
JNJ
$625B
$12.9M 0.44%
148,958
+1,588
+1% +$142K
UPS icon
50
United Parcel Service
UPS
$88.9B
$12.7M 0.43%
138,763
+1,487
+1% +$131K
1
2
3 4 5

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EM
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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.