We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDG
4951
DELISTED
Gadsden Dynamic Growth ETF
GDG
$2K ﹤0.01%
+94
New +$2.36K
CRR
4952
DELISTED
Carbo Ceramics Inc.
CRR
$2K ﹤0.01%
766
-960
-56% -$4.79K
VSI
4953
DELISTED
Vitamin Shoppe Inc.
VSI
$2K ﹤0.01%
575
-1,925
-77% -$14.5K
TRK
4954
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
+104
New +$1.71K
LION
4955
DELISTED
Fidelity Southern Corporation
LION
$2K ﹤0.01%
69
– –
KEYW
4956
DELISTED
The KEYW Holding Corporation
KEYW
$2K ﹤0.01%
+341
New +$2.89K
BNCL
4957
DELISTED
Beneficial Bancorp, Inc.
BNCL
$2K ﹤0.01%
+163
New +$2.52K
ESND
4958
DELISTED
Essendant Inc.
ESND
$2K ﹤0.01%
147
+11
+8% +$139
DGAZ
4959
DELISTED
VelocityShares 3x Inverse Natural Gas ETN linked to the S&P GSCI Natural Gas Index Excess Return
DGAZ
$2K ﹤0.01%
+17
New +$2.92K
FRAK
4960
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$2K ﹤0.01%
15
-6
-29% -$841
RUSL
4961
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$2K ﹤0.01%
51
– –
ZGNX
4962
DELISTED
Zogenix, Inc.
ZGNX
$2K ﹤0.01%
61
– –
IID
4963
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$2K ﹤0.01%
305
+105
+53% +$587
PAK
4964
DELISTED
Global X MSCI Pakistan ETF
PAK
$2K ﹤0.01%
54
– –
STFC
4965
DELISTED
State Auto Financial Corp
STFC
$2K ﹤0.01%
49
-131
-73% -$4.27K
SDR
4966
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$2K ﹤0.01%
2,500
– –
GAZ
4967
DELISTED
iPath Series B Bloomberg Natural Gas Total Return Sub-Index ETN
GAZ
$2K ﹤0.01%
+59
New +$3K
AAT
4968
American Assets Trust
AAT
$1.41B
$1K ﹤0.01%
+13
New +$506
ABEO icon
4969
Abeona Therapeutics
ABEO
$361M
$1K ﹤0.01%
4
– –
ATEC icon
4970
Alphatec Holdings
ATEC
$1.51B
$1K ﹤0.01%
300
– –
ATRA icon
4971
Atara Biotherapeutics
ATRA
$76.7M
$1K ﹤0.01%
2
– –
AVNW icon
4972
Aviat Networks
AVNW
$282M
$1K ﹤0.01%
136
– –
AWRE icon
4973
Aware
AWRE
$26.4M
$1K ﹤0.01%
250
– –
BBAX icon
4974
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.78B
$1K ﹤0.01%
20
-213
-91% -$9.87K
BELFA icon
4975
Bel Fuse Inc Class A
BELFA
$3.4B
$1K ﹤0.01%
50
– –
197 198
199
200 201

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.