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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWRE icon
4951
Aware
AWRE
$26.2M
$1K ﹤0.01%
250
-8,000
-97% -$29.9K
BATRA icon
4952
Atlanta Braves Holdings Series A
BATRA
$3.5B
$1K ﹤0.01%
47
-388
-89% -$10.1K
BBW icon
4953
Build-A-Bear
BBW
$464M
$1K ﹤0.01%
100
– –
BELFA icon
4954
Bel Fuse Inc Class A
BELFA
$3.51B
$1K ﹤0.01%
+50
New +$1.13K
BKTI icon
4955
BK Technologies
BKTI
$287M
$1K ﹤0.01%
39
– –
BNED icon
4956
Barnes & Noble Education
BNED
$436M
$1K ﹤0.01%
1
-6
-86% -$3.4K
BPOP icon
4957
Popular Inc
BPOP
$11.1B
$1K ﹤0.01%
22
-583
-96% -$29K
MBAI
4958
Check-Cap
MBAI
$1.37M
$1K ﹤0.01%
1
-13
-93% -$6.68K
CMCT
4959
Creative Media & Community Trust
CMCT
$13.7M
– –
0
– –
CRD.A icon
4960
Crawford & Co Class A
CRD.A
$646M
$1K ﹤0.01%
+112
New +$961
CRD.B icon
4961
Crawford & Co Class B
CRD.B
$592M
$1K ﹤0.01%
+112
New +$977
CRIS icon
4962
Curis
CRIS
$4.91M
$1K ﹤0.01%
2
-3
-60% -$1.95K
CRNT icon
4963
Ceragon Networks
CRNT
$199M
$1K ﹤0.01%
400
– –
CTBI icon
4964
Community Trust Bancorp
CTBI
$1.42B
$1K ﹤0.01%
27
+26
+2,600% +$1.28K
CUE icon
4965
Cue Biopharma
CUE
$121M
$1K ﹤0.01%
4
– –
CUZ icon
4966
Cousins Properties
CUZ
$4.86B
$1K ﹤0.01%
31
-271
-90% -$10.1K
CYD icon
4967
China Yuchai International
CYD
$1.74B
$1K ﹤0.01%
43
+4
+10% +$77
DEI icon
4968
Douglas Emmett
DEI
$1.93B
$1K ﹤0.01%
38
-618
-94% -$24.1K
DVYA icon
4969
iShares Asia/Pacific Dividend ETF
DVYA
$71.9M
$1K ﹤0.01%
15
-3,266
-100% -$147K
DXD icon
4970
ProShares UltraShort Dow 30
DXD
$42.6M
$1K ﹤0.01%
5
-50
-91% -$7.72K
EDEN icon
4971
iShares MSCI Denmark ETF
EDEN
$205M
$1K ﹤0.01%
11
-90
-89% -$5.96K
EQS icon
4972
Equus Total Return
EQS
$16.1M
$1K ﹤0.01%
+405
New +$860
ERNA icon
4973
Eterna Therapeutics
ERNA
$5.12M
– –
0
– –
EYPT icon
4974
EyePoint Inc
EYPT
$1.13B
$1K ﹤0.01%
30
– –
FMNB icon
4975
Farmers National Banc Corp
FMNB
$954M
$1K ﹤0.01%
+82
New +$1.3K
197 198
199
200 201

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.