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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMN
4951
DELISTED
OMNOVA Solutions Inc.
OMN
$1K ﹤0.01%
147
– –
DLBS
4952
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$1K ﹤0.01%
85
– –
MNI
4953
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
150
– –
PKD
4954
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
40
– –
TOO
4955
DELISTED
Teekay Offshore Partners L.P.
TOO
$1K ﹤0.01%
363
– –
CRR
4956
DELISTED
Carbo Ceramics Inc.
CRR
$1K ﹤0.01%
106
– –
AREX
4957
DELISTED
Approach Resources Inc.
AREX
$1K ﹤0.01%
+504
New +$1.24K
CJ
4958
DELISTED
C&J Energy Services, Inc.
CJ
$1K ﹤0.01%
+36
New +$1.08K
CHSP
4959
DELISTED
Chesapeake Lodging Trust
CHSP
$1K ﹤0.01%
32
– –
TRNX
4960
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$1K ﹤0.01%
2
– –
TIS
4961
DELISTED
Orchids Paper Products, Inc.
TIS
$1K ﹤0.01%
109
– –
ELGX
4962
DELISTED
Endologix Inc
ELGX
$1K ﹤0.01%
10
– –
ORBK
4963
DELISTED
Orbotech Ltd
ORBK
$1K ﹤0.01%
17
– –
ESND
4964
DELISTED
Essendant Inc.
ESND
$1K ﹤0.01%
136
– –
DWCH
4965
DELISTED
Datawatch Corp
DWCH
$1K ﹤0.01%
+100
New +$1.04K
JONE
4966
DELISTED
Jones Energy, Inc.
JONE
$1K ﹤0.01%
63
+52
+473% +$1.21K
ANW
4967
DELISTED
Aegean Marine Petroleum Network
ANW
$1K ﹤0.01%
164
+1
+0.6% +$4
SNMX
4968
DELISTED
Senomyx, Inc.
SNMX
$1K ﹤0.01%
760
– –
PHH
4969
DELISTED
PHH Corporation
PHH
$1K ﹤0.01%
134
– –
NDRO
4970
DELISTED
Enduro Royalty Trust
NDRO
$1K ﹤0.01%
300
– –
TAX
4971
DELISTED
Liberty Tax, Inc. Class A
TAX
$1K ﹤0.01%
100
-110
-52% -$1.38K
DSUM
4972
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$1K ﹤0.01%
30
+7
+30% +$163
PQ
4973
DELISTED
Petroquest Energy Inc Wd
PQ
$1K ﹤0.01%
305
+265
+663% +$475
DYN.WS.A
4974
DELISTED
Dynegy Inc.
DYN.WS.A
$1K ﹤0.01%
2,978
+302
+11% +$58
COWN
4975
DELISTED
Cowen Inc. Class A Common Stock
COWN
$1K ﹤0.01%
55
– –
197 198
199
200 201

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HAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.