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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FULL
4951
DELISTED
Full Circle Capital Corporation
FULL
$0 ﹤0.01%
8
-4,162
-100% -$10.8K
DRYS
4952
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
PTX
4953
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$0 ﹤0.01%
5
– –
PVCT
4954
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$0 ﹤0.01%
2,325
+1,000
+75% +$380
GLRI
4955
DELISTED
GLORI ENERGY INC COMMON STOCK
GLRI
$0 ﹤0.01%
500
– –
SZMK
4956
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$0 ﹤0.01%
180
– –
SQNM
4957
DELISTED
SEQUENOM INC NEW
SQNM
$0 ﹤0.01%
294
– –
AXLL
4958
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-300
Closed -$7K
FMD
4959
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
43
– –
MESG
4960
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
– –
FMLP
4961
DELISTED
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
– –
-1,400
Closed -$25K
NKA
4962
DELISTED
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABILITY CO INTS
NKA
– –
-1,406
Closed -$5K
TWER
4963
DELISTED
Towerstream Corporation Common Stock
TWER
$0 ﹤0.01%
75
– –
XNPT
4964
DELISTED
XENOPORT, INC.
XNPT
$0 ﹤0.01%
60
– –
NSPH
4965
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-5,600
Closed -$4K
CSCD
4966
DELISTED
CASCADE MICROTECH, INC.
CSCD
– –
-1,000
Closed -$21K
NTI
4967
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-6,667
Closed -$157K
OIBR
4968
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
– –
-271
Closed –
CVC
4969
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-3,708
Closed -$122K
CRDC
4970
DELISTED
CARDICA INC COM NEW (DE)
CRDC
– –
-34,589
Closed -$123K
CRDS
4971
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
6
-1
-14% -$4
JGW
4972
DELISTED
J G WENTWORTH CO CL A COM STK (DE)
JGW
– –
-4,305
Closed -$5K
ALXA
4973
DELISTED
Alexza Pharmaceuticals Inc
ALXA
– –
-900
Closed –
HERO
4974
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-183
Closed –
AFOP
4975
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
– –
-3,000
Closed -$44K
197 198
199
200 201

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HAM
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CONA
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.