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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCC
4951
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-4,983
Closed -$387K
FTT
4952
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-5,875
Closed -$79K
SURG
4953
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-6
Closed –
LMNS
4954
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-24
Closed –
DAEG
4955
DELISTED
DAEGIS INC
DAEG
– –
-5,000
Closed -$2K
INPH
4956
DELISTED
INTERPHASE CORP
INPH
– –
-5,000
Closed -$1K
EROC
4957
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-187,489
Closed -$238K
THOR
4958
DELISTED
THORATEC CORPORATION
THOR
– –
-66
Closed -$4K
HME
4959
DELISTED
HOME PROPERTIES, INC
HME
– –
-1,906
Closed -$142K
LRE
4960
DELISTED
LRR ENERGY LP
LRE
– –
-3,350
Closed -$14K
APP
4961
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-4,000
Closed –
NHC.PRA
4962
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
– –
-200
Closed -$3K
DBIZ
4963
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
– –
-1,300
Closed -$31K
ZU
4964
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
– –
-25
Closed –
KYTH
4965
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
– –
-200
Closed -$15K
RYL
4966
DELISTED
RYLAND GROUP INC
RYL
– –
-380
Closed -$16K
CMLP
4967
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
– –
-14,755
Closed -$95K
NOR
4968
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
– –
-322
Closed -$1K
VPCO
4969
DELISTED
VAPOR CORP DEL COM STK
VPCO
$0 ﹤0.01%
40
– –
RCPI
4970
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
– –
-168
Closed –
OIBR.C
4971
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
1
– –
TLR
4972
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$0 ﹤0.01%
275
– –
GTT
4973
DELISTED
GTT Communications, Inc.
GTT
– –
-39
Closed -$1K
QTWW
4974
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
155
-12
-7% -$13
CVOL
4975
DELISTED
CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE)
CVOL
$0 ﹤0.01%
100
– –
197 198
199
200 201

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.