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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZN
4926
DELISTED
Horizon Global Corporation
HZN
$2K ﹤0.01%
1,041
+41
+4% +$160
FEO
4927
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$2K ﹤0.01%
193
– –
FNHC
4928
DELISTED
FedNat Holding Company Common Stock
FNHC
$2K ﹤0.01%
114
+54
+90% +$1.19K
AMPE
4929
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$2K ﹤0.01%
21
– –
BKEP
4930
DELISTED
Blueknight Energy Partners L.P.
BKEP
$2K ﹤0.01%
1,937
-127
-6% -$238
HNP
4931
DELISTED
Huaneng Power Intl, Inc.
HNP
$2K ﹤0.01%
90
-500
-85% -$12K
HSTO
4932
DELISTED
Histogen Inc. Common Stock
HSTO
$2K ﹤0.01%
5
– –
CHGX
4933
DELISTED
AXS Change Finance ESG ETF
CHGX
$2K ﹤0.01%
125
-104
-45% -$1.99K
ADXS
4934
DELISTED
Advaxis Inc
ADXS
$2K ﹤0.01%
734
-120
-14% -$918
INOV
4935
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$2K ﹤0.01%
161
– –
SVBI
4936
DELISTED
Severn Bancorp Inc/MD
SVBI
$2K ﹤0.01%
+300
New +$2.57K
PS
4937
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$2K ﹤0.01%
63
-59
-48% -$1.36K
CEL
4938
DELISTED
Cellcom Israel, Ltd.
CEL
$2K ﹤0.01%
400
– –
OSB
4939
DELISTED
Norbord Inc.
OSB
$2K ﹤0.01%
72
– –
ARA
4940
DELISTED
American Renal Associates Holdings, Inc
ARA
$2K ﹤0.01%
193
– –
MCEP
4941
DELISTED
Mid-Con Energy Partners, LP
MCEP
$2K ﹤0.01%
138
– –
BMCH
4942
DELISTED
BMC Stock Holdings, Inc
BMCH
$2K ﹤0.01%
156
+31
+25% +$516
TAPR
4943
DELISTED
iPath Inverse US Treasury Composite ETN
TAPR
$2K ﹤0.01%
7
– –
NTRP
4944
DELISTED
Neurotrope, Inc. Common
NTRP
$2K ﹤0.01%
675
– –
HEWI
4945
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
$2K ﹤0.01%
110
+9
+9% +$137
TUES
4946
DELISTED
Tuesday Morning Corp
TUES
$2K ﹤0.01%
1,050
– –
AKRX
4947
DELISTED
Akorn Inc
AKRX
$2K ﹤0.01%
520
– –
JNMF
4948
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
$2K ﹤0.01%
102
– –
DLBS
4949
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$2K ﹤0.01%
84
– –
MLNT
4950
DELISTED
Melinta Therapeutics, Inc. Common Stock
MLNT
$2K ﹤0.01%
400
– –
196 197
198
199 200

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.