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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLBS
4926
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$2K ﹤0.01%
84
-1
-1% -$20
GNMX
4927
DELISTED
Aevi Genomic Medicine Inc
GNMX
$2K ﹤0.01%
1,597
+650
+69% +$727
PES
4928
DELISTED
Pioneer Energy Services Corp.
PES
$2K ﹤0.01%
656
+541
+470% +$2.09K
UPL
4929
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$2K ﹤0.01%
2,654
+139
+6% +$206
LION
4930
DELISTED
Fidelity Southern Corporation
LION
$2K ﹤0.01%
69
-399
-85% -$9.88K
FTD
4931
DELISTED
FTD Companies, Inc. Common Stock
FTD
$2K ﹤0.01%
620
-199
-24% -$730
ESND
4932
DELISTED
Essendant Inc.
ESND
$2K ﹤0.01%
136
– –
NAP
4933
DELISTED
Navios Maritime Midstream Partrs
NAP
$2K ﹤0.01%
750
-250
-25% -$822
SHLD
4934
DELISTED
Sears Holding Corporation
SHLD
$2K ﹤0.01%
2,404
+511
+27% +$852
RUSL
4935
DELISTED
Direxion Daily Russia Bull 2X Shares
RUSL
$2K ﹤0.01%
51
– –
IO
4936
DELISTED
ION Geophysical Corporation
IO
$2K ﹤0.01%
132
-137
-51% -$2.67K
HIBB
4937
DELISTED
Hibbett, Inc. Common Stock
HIBB
$2K ﹤0.01%
100
– –
PAK
4938
DELISTED
Global X MSCI Pakistan ETF
PAK
$2K ﹤0.01%
54
– –
VVUS
4939
DELISTED
Vivus Inc
VVUS
$2K ﹤0.01%
446
+1
+0.2% +$6
AUO
4940
DELISTED
AU Optronics Corp
AUO
$2K ﹤0.01%
705
-494
-41% -$2.1K
SCIN
4941
DELISTED
Columbia India Small Cap ETF
SCIN
$2K ﹤0.01%
150
-460
-75% -$7.89K
HMNY
4942
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$2K ﹤0.01%
+174,670
New +$1.75M
LPNT
4943
DELISTED
LifePoint Health, Inc.
LPNT
$2K ﹤0.01%
27
-266
-91% -$16.2K
ABEO icon
4944
Abeona Therapeutics
ABEO
$421M
$1K ﹤0.01%
4
-38
-90% -$13.5K
AGIO icon
4945
Agios Pharmaceuticals
AGIO
$2B
$1K ﹤0.01%
+10
New +$804
AMRX icon
4946
Amneal Pharmaceuticals
AMRX
$6.02B
$1K ﹤0.01%
+25
New +$526
AMS icon
4947
American Shared Hospital Services
AMS
$10M
$1K ﹤0.01%
+200
New +$598
BNBX
4948
DELISTED
BNB PLUS CORP
BNBX
– –
0
– –
ATEC icon
4949
Alphatec Holdings
ATEC
$1.43B
$1K ﹤0.01%
+300
New +$946
AVNW icon
4950
Aviat Networks
AVNW
$280M
$1K ﹤0.01%
136
– –
196 197
198
199 200

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.