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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTHR
4926
DELISTED
Charles & Colvard Ltd
CTHR
$1K ﹤0.01%
53
– –
OPGN
4927
DELISTED
OpGen, Inc
OPGN
– –
0
– –
AAU
4928
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
MTBL
4929
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$1K ﹤0.01%
267
+134
+101% +$399
SUNW
4930
DELISTED
Sunworks, Inc.
SUNW
$1K ﹤0.01%
100
– –
NETI
4931
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
– –
LTRPA
4932
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$1K ﹤0.01%
194
– –
TDW.WS.A
4933
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$1K ﹤0.01%
+635
New +$1.6K
TDW.WS.B
4934
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$1K ﹤0.01%
+686
New +$1.45K
ISEE
4935
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1K ﹤0.01%
300
– –
SNMP
4936
DELISTED
Evolve Transition Infrastructure LP
SNMP
$1K ﹤0.01%
3
– –
AMBC.WS
4937
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
ALBO
4938
DELISTED
Albireo Pharma Inc
ALBO
$1K ﹤0.01%
33
– –
LFC
4939
DELISTED
China Life Insurance Company Ltd.
LFC
$1K ﹤0.01%
71
– –
NPTN
4940
DELISTED
NEOPHOTONICS CORP
NPTN
$1K ﹤0.01%
200
– –
TVTY
4941
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1K ﹤0.01%
23
– –
JOBS
4942
DELISTED
51job Inc
JOBS
$1K ﹤0.01%
13
-40
-75% -$2.45K
EVFM
4943
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$1K ﹤0.01%
6
– –
DRNA
4944
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$1K ﹤0.01%
+100
New +$736
IEC
4945
DELISTED
IEC Electronics Corp.
IEC
$1K ﹤0.01%
282
– –
CATM
4946
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1K ﹤0.01%
+66
New +$1.32K
SYNC
4947
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
300
– –
AIMT
4948
DELISTED
Aimmune Therapeutics
AIMT
$1K ﹤0.01%
33
– –
AVH
4949
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
155
+2
+1% +$15
TGE
4950
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$1K ﹤0.01%
+30
New +$752
196 197
198
199 200

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.