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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACFN
4926
DELISTED
Acorn Energy Inc
ACFN
– –
-1,250
Closed -$1K
CTRX
4927
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-3,276
Closed -$200K
ROSE
4928
DELISTED
ROSETTA RESOURCES INC
ROSE
– –
-86
Closed -$2K
ANR
4929
DELISTED
Alpha Natural Resources Inc
ANR
– –
-44,667
Closed -$13K
CKSW
4930
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-400
Closed -$5K
ATL
4931
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
– –
-2,000
Closed –
VPCO
4932
DELISTED
VAPOR CORP DEL COM STK
VPCO
$0 ﹤0.01%
40
– –
ADVS
4933
DELISTED
Advent Software Inc
ADVS
– –
-1,691
Closed -$75K
WLT
4934
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-4,946
Closed -$1K
TNDQ
4935
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
– –
-1,405
Closed -$56K
KRFT
4936
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-102,136
Closed -$8.7M
TBAR
4937
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
– –
-200
Closed -$5K
TRNM
4938
DELISTED
ROYAL BK SCOTLAND PLC RBS US MID CAP TRENDPILOT ETN
TRNM
– –
-1,679
Closed -$60K
FDO
4939
DELISTED
FAMILY DOLLAR STORES
FDO
– –
-3,762
Closed -$297K
TWTI
4940
DELISTED
ROYAL BK SCOTLAND PLCGTD EXCHANGE TRADED NT (UK)
TWTI
– –
-4,501
Closed -$91K
AUQ
4941
DELISTED
AURICO GOLD INC COM
AUQ
– –
-11,320
Closed -$33K
RKT
4942
DELISTED
ROCK-TENN COMPANY CL-A
RKT
– –
-3,977
Closed -$240K
IGTE
4943
DELISTED
IGATE CORPORATION
IGTE
– –
-191
Closed -$9K
MWV
4944
DELISTED
MEADWESTVACO CORP
MWV
– –
-736
Closed -$35K
RCPI
4945
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
$0 ﹤0.01%
168
– –
OIBR.C
4946
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$0 ﹤0.01%
1
– –
SPPR
4947
DELISTED
SUPERTEL HOSPITALITY, INC. COM NEW (MD)
SPPR
– –
-62
Closed –
TLR
4948
DELISTED
TIMBERLINE RES COR COM NEW (DE)
TLR
$0 ﹤0.01%
275
– –
QTWW
4949
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$0 ﹤0.01%
167
-43
-20% -$74
CVOL
4950
DELISTED
CITIGROUP FUNDING INC C TRACKS ETN BASED ON CITI (DE)
CVOL
$0 ﹤0.01%
100
– –
196 197
198
199 200

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.