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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SND icon
4901
Smart Sand
SND
$213M
$2K ﹤0.01%
850
– –
STRS
4902
DELISTED
STRATUS PPTYS INC
STRS
$2K ﹤0.01%
+64
New +$1.77K
TENB icon
4903
Tenable Holdings
TENB
$4.41B
$2K ﹤0.01%
99
– –
TOVX icon
4904
Theriva Biologics
TOVX
$10.6M
$2K ﹤0.01%
12
-9
-43% -$2.14K
TRC icon
4905
Tejon Ranch
TRC
$443M
$2K ﹤0.01%
143
+22
+18% +$409
UCO icon
4906
ProShares Ultra Bloomberg Crude Oil
UCO
$422M
$2K ﹤0.01%
20
-20
-50% -$3.01K
UEIC icon
4907
Universal Electronics
UEIC
$66.6M
$2K ﹤0.01%
74
– –
UMC icon
4908
United Microelectronic
UMC
$48.6B
$2K ﹤0.01%
1,045
– –
USVM icon
4909
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.8B
$2K ﹤0.01%
40
– –
VPG icon
4910
Vishay Precision Group
VPG
$908M
$2K ﹤0.01%
65
-18
-22% -$591
VRRM icon
4911
Verra Mobility
VRRM
$731M
$2K ﹤0.01%
+228
New +$2.3K
WTI icon
4912
W&T Offshore
WTI
$546M
$2K ﹤0.01%
461
– –
GRDX
4913
GridAI Technologies Corp
GRDX
$26.8M
– –
0
– –
ITCI
4914
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$2K ﹤0.01%
150
– –
EGIO
4915
DELISTED
Edgio, Inc. Common Stock
EGIO
$2K ﹤0.01%
+22
New +$3.22K
CBH
4916
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$2K ﹤0.01%
300
– –
MMAT
4917
DELISTED
Meta Materials Inc. Common Stock
MMAT
$2K ﹤0.01%
13
– –
SP
4918
DELISTED
SP Plus Corporation
SP
$2K ﹤0.01%
56
-68
-55% -$2.11K
CBAY
4919
DELISTED
Cymabay Therapeutics
CBAY
$2K ﹤0.01%
360
– –
BFIT
4920
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$2K ﹤0.01%
+100
New +$1.82K
NM.PRG
4921
DELISTED
NAVIOS MARITIME HOLDINGS INC. American Depositary Shares, each representing 1/100th of a 8.75% Series G Cummulative Redeemable Perpetual Preferred Stock, $0.0001 par value
NM.PRG
$2K ﹤0.01%
500
– –
CTG
4922
DELISTED
Computer Task Group, Inc.
CTG
$2K ﹤0.01%
560
– –
FDEU
4923
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$2K ﹤0.01%
183
– –
TA
4924
DELISTED
TravelCenters of America LLC
TA
$2K ﹤0.01%
108
-21
-16% -$466
DTEA
4925
DELISTED
DAVIDsTEA Inc. Common Stock
DTEA
$2K ﹤0.01%
+1,500
New +$3.25K
195 196
197
198 199

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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.