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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTSI icon
4901
UTStarcom
UTSI
$23.8M
$2K ﹤0.01%
108
– –
VRN
4902
DELISTED
Veren
VRN
$2K ﹤0.01%
305
– –
PENG
4903
Penguin Solutions Inc
PENG
$3.09B
$2K ﹤0.01%
+144
New +$2.24K
ENFY
4904
DELISTED
Enlightify Inc
ENFY
$2K ﹤0.01%
146
– –
PHLT
4905
DELISTED
Performant Healthcare Inc
PHLT
$2K ﹤0.01%
+1,000
New +$2.1K
LUMO
4906
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$2K ﹤0.01%
74
– –
MMAT
4907
DELISTED
Meta Materials Inc. Common Stock
MMAT
$2K ﹤0.01%
13
– –
SBOW
4908
DELISTED
SilverBow Resources, Inc.
SBOW
$2K ﹤0.01%
78
+68
+680% +$2.02K
NWLI
4909
DELISTED
National Western Life Group, Inc. Class A
NWLI
$2K ﹤0.01%
7
-4
-36% -$1.29K
NM.PRH
4910
DELISTED
NAVIOS MARITIME HOLDNGS INC. 8.625% SER H
NM.PRH
$2K ﹤0.01%
200
– –
LTRPA
4911
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
174
-20
-10% -$317
OIG
4912
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$2K ﹤0.01%
25
– –
CFMS
4913
DELISTED
Conformis, Inc. Common Stock
CFMS
$2K ﹤0.01%
82
– –
FNHC
4914
DELISTED
FedNat Holding Company Common Stock
FNHC
$2K ﹤0.01%
+60
New +$1.47K
NPTN
4915
DELISTED
NEOPHOTONICS CORP
NPTN
$2K ﹤0.01%
200
– –
MBII
4916
DELISTED
Marrone Bio Innovations, Inc.
MBII
$2K ﹤0.01%
1,200
– –
GSKY
4917
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$2K ﹤0.01%
+100
New +$1.91K
INOV
4918
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$2K ﹤0.01%
161
-14
-8% -$152
FLXN
4919
DELISTED
Flexion Therapeutics, Inc.
FLXN
$2K ﹤0.01%
100
-100
-50% -$2.3K
CSOD
4920
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$2K ﹤0.01%
42
-166
-80% -$8.96K
LMNX
4921
DELISTED
Luminex Corp
LMNX
$2K ﹤0.01%
60
-129
-68% -$3.87K
OSB
4922
DELISTED
Norbord Inc.
OSB
$2K ﹤0.01%
72
-928
-93% -$36.3K
BMCH
4923
DELISTED
BMC Stock Holdings, Inc
BMCH
$2K ﹤0.01%
125
-8
-6% -$174
ZN
4924
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
1,850
-150
-8% -$350
HEWI
4925
DELISTED
iShares Currency Hedged MSCI Italy ETF
HEWI
$2K ﹤0.01%
101
+4
+4% +$66
195 196
197
198 199

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.