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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVB
4901
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-647
Closed -$12K
IPCI
4902
DELISTED
Intellipharmaceuticals International Inc.
IPCI
$0 ﹤0.01%
1
– –
MSF
4903
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-300
Closed -$4K
ARDM
4904
DELISTED
Aradigm Corp Common Stock
ARDM
$0 ﹤0.01%
2
– –
GNBC
4905
DELISTED
Green Bancorp, Inc
GNBC
– –
-500
Closed -$4K
OCLR
4906
DELISTED
Oclaro Inc.
OCLR
$0 ﹤0.01%
25
– –
DFBG
4907
DELISTED
Differential Brands Group Inc
DFBG
$0 ﹤0.01%
+157
New +$661
KODK.WS
4908
DELISTED
Eastman Kodak Company
KODK.WS
$0 ﹤0.01%
5
-7
-58% -$21
MATR
4909
DELISTED
Mattersight Corp.
MATR
$0 ﹤0.01%
88
– –
IMNP
4910
DELISTED
Immune Pharmaceuticals Inc.
IMNP
$0 ﹤0.01%
50
– –
JASO
4911
DELISTED
JA Solar Holdings, Co., Ltd
JASO
– –
-2,000
Closed -$17K
YGE
4912
DELISTED
Yingli Green Energy Holding Comp
YGE
– –
-1,000
Closed -$5K
FCRE
4913
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
15
– –
LAYN
4914
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
33
-34
-51% -$277
EWEM
4915
DELISTED
Invesco MSCI Emerging Markets Equal Country Weight ETF
EWEM
– –
-50
Closed -$1K
LQ
4916
DELISTED
La Quinta Holdings Inc.
LQ
$0 ﹤0.01%
35
-180
-84% -$2.15K
SPIL
4917
DELISTED
Siliconware Precision Industries Co Ltd
SPIL
$0 ﹤0.01%
11
– –
DYN
4918
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
25
+23
+1,150% +$400
CVO
4919
DELISTED
Cenevo, Inc.
CVO
– –
-250
Closed -$1K
NASH
4920
DELISTED
Nashville Area ETF
NASH
– –
-395
Closed -$10K
AAAP
4921
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$0 ﹤0.01%
11
– –
ACTA
4922
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
26
– –
VALE.P
4923
DELISTED
Vale S A
VALE.P
$0 ﹤0.01%
52
-4,325
-99% -$15.9K
GIGA
4924
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
SCLN
4925
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-84
Closed -$1K
195 196
197
198 199

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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.