We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMEY
4901
DELISTED
ISHARES MSCI EMERGING MKTS ENERGY CAPPED ETF
EMEY
– –
-107
Closed -$3K
EVAL
4902
DELISTED
ISHARES MSCI EMERGING MARKETS VALUE ETF
EVAL
– –
-4,954
Closed -$215K
AMPS
4903
DELISTED
ISHARES TR UTILITIES SECTOR BD ETF
AMPS
– –
-209
Closed -$10K
ANN
4904
DELISTED
ANN INC
ANN
– –
-937
Closed -$45K
MONY
4905
DELISTED
ISHARES TR FINLS BD ETF
MONY
– –
-363
Closed -$19K
IFNA
4906
DELISTED
ISHARES NORTH AMERICA REAL ESTATE ETF
IFNA
– –
-1,611
Closed -$84K
IFAS
4907
DELISTED
ISHARES ASIA DEVELOPED REAL ESTATE ETF
IFAS
– –
-494
Closed -$15K
BRLI
4908
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-366
Closed -$14K
MCGC
4909
DELISTED
MCG CAP CORP
MCGC
– –
-39
Closed –
OCR
4910
DELISTED
OMNICARE INC
OCR
– –
-510
Closed -$48K
GTI
4911
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-865
Closed -$4K
CSRE
4912
DELISTED
CSR PLC SPON ADR (UK)
CSRE
– –
-389
Closed -$21K
AEC
4913
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-3,572
Closed -$102K
INFA
4914
DELISTED
INFORMATICA CORP
INFA
– –
-1,730
Closed -$84K
AYN
4915
DELISTED
Alliance New York Income Fund
AYN
– –
-200
Closed -$3K
MCRL
4916
DELISTED
MICREL INC
MCRL
– –
-824
Closed -$11K
EXL
4917
DELISTED
EXCEL TRUST , INC COM STK
EXL
– –
-3,875
Closed -$61K
UTX.PRA
4918
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
– –
-450
Closed -$26K
MRH
4919
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-416
Closed -$17K
SUSQ
4920
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-1,796
Closed -$25K
RBS.PRN
4921
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
– –
-3,318
Closed -$82K
RBS.PRM
4922
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
– –
-800
Closed -$20K
RBS.PRQ
4923
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
– –
-1,392
Closed -$35K
RBS.PRP
4924
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
– –
-400
Closed -$10K
DTV
4925
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-7,714
Closed -$718K
195 196
197
198 199

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.