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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEX icon
4876
Mannatech
MTEX
$11.9M
$2K ﹤0.01%
95
– –
MXL icon
4877
MaxLinear
MXL
$6.95B
$2K ﹤0.01%
100
-525
-84% -$9.61K
MYO icon
4878
Myomo
MYO
$57.8M
$2K ﹤0.01%
50
-197
-80% -$10.8K
NFBK
4879
DELISTED
Northfield Bancorp
NFBK
$2K ﹤0.01%
181
+2
+1% +$28
NFLT icon
4880
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$2K ﹤0.01%
103
-2,897
-97% -$68.8K
NVMI
4881
Nova
NVMI
$13.1B
$2K ﹤0.01%
100
– –
NWG icon
4882
NatWest
NWG
$76.9B
$2K ﹤0.01%
319
+37
+13% +$237
ORMP icon
4883
Oramed Pharmaceuticals
ORMP
$182M
$2K ﹤0.01%
500
– –
OTRK
4884
DELISTED
Ontrak
OTRK
$2K ﹤0.01%
+2
New +$1.8K
PCM
4885
PCM Fund
PCM
$70M
$2K ﹤0.01%
150
-550
-79% -$5.78K
PDD icon
4886
Pinduoduo
PDD
$120B
$2K ﹤0.01%
+100
New +$2.11K
PLYA
4887
DELISTED
Playa Hotels & Resorts
PLYA
$2K ﹤0.01%
+305
New +$2.47K
PRTA icon
4888
Prothena Corp
PRTA
$466M
$2K ﹤0.01%
225
-83
-27% -$987
QID icon
4889
ProShares UltraShort QQQ
QID
$241M
$2K ﹤0.01%
2
– –
RNRG icon
4890
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$2K ﹤0.01%
67
– –
RNST icon
4891
Renasant Corp
RNST
$4B
$2K ﹤0.01%
55
-105
-66% -$3.68K
ROAD icon
4892
Construction Partners
ROAD
$6.73B
$2K ﹤0.01%
+268
New +$2.6K
RRGB icon
4893
Red Robin
RRGB
$183M
$2K ﹤0.01%
75
– –
RXD icon
4894
ProShares UltraShort Health Care
RXD
$3.02M
$2K ﹤0.01%
+23
New +$2.2K
ECHO
4895
EchoStar
ECHO
$26.6B
$2K ﹤0.01%
69
+63
+1,050% +$2.08K
SCC icon
4896
ProShares UltraShort Consumer Discretionary
SCC
$6.34M
$2K ﹤0.01%
+13
New +$2.07K
SCOR icon
4897
Comscore
SCOR
$91.6M
$2K ﹤0.01%
+7
New +$2.26K
SHO icon
4898
Sunstone Hotel Investors
SHO
$2.02B
$2K ﹤0.01%
+187
New +$2.75K
SKF icon
4899
ProShares UltraShort Financials
SKF
$10.4M
$2K ﹤0.01%
8
+7
+700% +$2.41K
SM icon
4900
SM Energy
SM
$7.71B
$2K ﹤0.01%
91
+52
+133% +$1.2K
194 195
196
197 198

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.