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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WINT
4876
DELISTED
Windtree Therapeutics Inc
WINT
$0 ﹤0.01%
144
– –
CWEI
4877
DELISTED
Clayton Williams Energy, Inc.
CWEI
$0 ﹤0.01%
10
– –
CEB
4878
DELISTED
CEB Inc.
CEB
$0 ﹤0.01%
1
-55
-98% -$3.9K
CDOR
4879
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$0 ﹤0.01%
10
– –
WGBS
4880
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$0 ﹤0.01%
20
– –
WCIC
4881
DELISTED
WCI Communities, Inc.
WCIC
– –
-500
Closed -$11K
AEPI
4882
DELISTED
AEP Industries Inc
AEPI
$0 ﹤0.01%
+1
New +$80
TOF
4883
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-10,238
Closed -$45K
COSI
4884
DELISTED
COSI INC NEW COM STK (DE)
COSI
– –
-50
Closed –
SQNM
4885
DELISTED
SEQUENOM INC NEW
SQNM
$0 ﹤0.01%
100
– –
RDEN
4886
DELISTED
ELIZABETH ARDEN INC
RDEN
$0 ﹤0.01%
38
-200
-84% -$2.28K
AXLL
4887
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$0 ﹤0.01%
28
-105
-79% -$1.94K
EMFT
4888
DELISTED
SPDR MSCI EM 50 ETF
EMFT
– –
-89
Closed -$3K
FMD
4889
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
$0 ﹤0.01%
43
– –
MESG
4890
DELISTED
XURA INC COM (DE)
MESG
$0 ﹤0.01%
5
– –
ELRC
4891
DELISTED
ELECTRO RENT CORP
ELRC
$0 ﹤0.01%
+6
New +$62
TWER
4892
DELISTED
Towerstream Corporation Common Stock
TWER
$0 ﹤0.01%
23
– –
XNPT
4893
DELISTED
XENOPORT, INC.
XNPT
$0 ﹤0.01%
60
– –
OIBR
4894
DELISTED
OI S A SPONSORED ADR REPSTG PFD NEW (BRA)
OIBR
$0 ﹤0.01%
271
+229
+545% +$124
CRDS
4895
DELISTED
Crossroads Systems, Inc.
CRDS
$0 ﹤0.01%
7
– –
HERO
4896
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$0 ﹤0.01%
+183
New +$728
PRGN
4897
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
$0 ﹤0.01%
2
– –
CKP
4898
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$0 ﹤0.01%
45
– –
GSIG
4899
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
– –
-332
Closed -$4K
TPI
4900
DELISTED
TIANYIN PHARMACEUTICAL
TPI
$0 ﹤0.01%
+500
New +$109
194 195
196
197 198

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.