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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUO icon
4851
ProShares UltraShort Euro
EUO
$33.3M
$2K ﹤0.01%
100
– –
EYE icon
4852
National Vision
EYE
$1.51B
$2K ﹤0.01%
+47
New +$1.98K
FAAR icon
4853
First Trust Alternative Absolute Return Strategy ETF
FAAR
$197M
$2K ﹤0.01%
73
-3
-4% -$86
FBIO icon
4854
Fortress Biotech
FBIO
$99M
$2K ﹤0.01%
67
– –
FCNCA icon
4855
First Citizens BancShares
FCNCA
$25.6B
$2K ﹤0.01%
4
-9
-69% -$3.97K
FENG
4856
Phoenix New Media
FENG
$18.4M
$2K ﹤0.01%
83
– –
FET icon
4857
Forum Energy Technologies
FET
$932M
$2K ﹤0.01%
12
-5
-29% -$1.18K
FF icon
4858
Future Fuel
FF
$250M
$2K ﹤0.01%
+133
New +$1.97K
FMF icon
4859
First Trust Managed Futures Strategy Fund
FMF
$259M
$2K ﹤0.01%
44
-3
-6% -$147
FOR icon
4860
Forestar Group
FOR
$1.5B
$2K ﹤0.01%
+94
New +$2.22K
FTK icon
4861
Flotek Industries
FTK
$1.25B
$2K ﹤0.01%
167
– –
GBR icon
4862
New Concept Energy
GBR
$3.7M
$2K ﹤0.01%
+1,000
New +$2.7K
GCO icon
4863
Genesco
GCO
$392M
$2K ﹤0.01%
40
-32
-44% -$1.4K
GDEN
4864
DELISTED
Golden Entertainment
GDEN
$2K ﹤0.01%
87
-2,435
-97% -$68.3K
GLO
4865
Clough Global Opportunities Fund
GLO
$257M
$2K ﹤0.01%
200
– –
HBCP icon
4866
Home Bancorp
HBCP
$570M
$2K ﹤0.01%
50
-4
-7% -$182
HDG icon
4867
ProShares Hedge Replication ETF
HDG
$22.3M
$2K ﹤0.01%
33
– –
HEPA
4868
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
HOV icon
4869
Hovnanian Enterprises
HOV
$799M
$2K ﹤0.01%
60
+20
+50% +$810
ICHR icon
4870
Ichor Holdings
ICHR
$2.66B
$2K ﹤0.01%
100
+27
+37% +$592
IMKTA icon
4871
Ingles Markets
IMKTA
$1.68B
$2K ﹤0.01%
60
-326
-84% -$10.6K
INN
4872
Summit Hotel Properties
INN
$656M
$2K ﹤0.01%
148
– –
LBRT icon
4873
Liberty Energy
LBRT
$3.45B
$2K ﹤0.01%
100
– –
LCUT icon
4874
Lifetime Brands
LCUT
$221M
$2K ﹤0.01%
200
– –
LE icon
4875
Lands' End
LE
$390M
$2K ﹤0.01%
115
+41
+55% +$965
193 194
195
196 197

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.