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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMT
4851
DELISTED
Aimmune Therapeutics
AIMT
$1K ﹤0.01%
33
– –
AVH
4852
DELISTED
AVIANCA HOLDINGS S.A.
AVH
$1K ﹤0.01%
153
– –
DLBS
4853
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$1K ﹤0.01%
85
-135
-61% -$2.24K
DERM
4854
DELISTED
Dermira, Inc.
DERM
$1K ﹤0.01%
25
– –
PIR
4855
DELISTED
Pier 1 Imports, Inc.
PIR
$1K ﹤0.01%
19
-30
-61% -$2.68K
MNI
4856
DELISTED
The McClatchy Company Class A Common Stock
MNI
$1K ﹤0.01%
150
– –
PKD
4857
DELISTED
Parker Drilling Company
PKD
$1K ﹤0.01%
40
-1,002
-96% -$18.3K
TOO
4858
DELISTED
Teekay Offshore Partners L.P.
TOO
$1K ﹤0.01%
363
– –
CRR
4859
DELISTED
Carbo Ceramics Inc.
CRR
$1K ﹤0.01%
+106
New +$748
QTRH
4860
DELISTED
Quarterhill Inc. Common Shares
QTRH
$1K ﹤0.01%
1,000
– –
NVLN
4861
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$1K ﹤0.01%
177
-40
-18% -$321
CHSP
4862
DELISTED
Chesapeake Lodging Trust
CHSP
$1K ﹤0.01%
32
– –
TRNX
4863
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$1K ﹤0.01%
2
– –
SDLP
4864
DELISTED
SEADRILL PARTNERS LLC
SDLP
$1K ﹤0.01%
30
-25
-45% -$816
TIS
4865
DELISTED
Orchids Paper Products, Inc.
TIS
$1K ﹤0.01%
109
– –
ELGX
4866
DELISTED
Endologix Inc
ELGX
$1K ﹤0.01%
10
-30
-75% -$1.37K
ORBK
4867
DELISTED
Orbotech Ltd
ORBK
$1K ﹤0.01%
17
– –
STBZ
4868
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$1K ﹤0.01%
25
-11
-31% -$297
ECYT
4869
DELISTED
Endocyte, Inc. Common Stock
ECYT
$1K ﹤0.01%
1,055
-1,835
-63% -$2.56K
ANW
4870
DELISTED
Aegean Marine Petroleum Network
ANW
$1K ﹤0.01%
163
+1
+0.6% +$5
NDRO
4871
DELISTED
Enduro Royalty Trust
NDRO
$1K ﹤0.01%
+300
New +$1.05K
JASO
4872
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$1K ﹤0.01%
+144
New +$972
DSUM
4873
DELISTED
Invesco Chinese Yuan Dim Sum Bond ETF
DSUM
$1K ﹤0.01%
23
-977
-98% -$22.6K
DYN.WS.A
4874
DELISTED
Dynegy Inc.
DYN.WS.A
$1K ﹤0.01%
2,676
-122
-4% -$22
CEMP
4875
DELISTED
Cempra, Inc.
CEMP
$1K ﹤0.01%
230
– –
193 194
195
196 197

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.