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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCRE
4851
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
15
– –
LAYN
4852
DELISTED
Layne Christensen Co
LAYN
$0 ﹤0.01%
67
-33
-33% -$197
GNRT
4853
DELISTED
Gener8 Maritime, Inc.
GNRT
– –
-25
Closed –
AEUA
4854
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-57
Closed -$2K
DYN
4855
DELISTED
Dynegy, Inc.
DYN
$0 ﹤0.01%
2
-26
-93% -$446
SCMP
4856
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$0 ﹤0.01%
2
– –
CUDA
4857
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-24
Closed –
AAAP
4858
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$0 ﹤0.01%
+10
New +$278
ACTA
4859
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
26
– –
BKMU
4860
DELISTED
Bank Mutual Corp
BKMU
– –
-467
Closed -$4K
GAZ
4861
DELISTED
iPath Bloomberg Natural Gas Subindex Total Return ETN due October 22, 2037
GAZ
$0 ﹤0.01%
775
-4,987
-87% -$3.44K
RT
4862
DELISTED
Ruby Tuesday Georgia
RT
– –
-745
Closed -$4K
TESO
4863
DELISTED
Tesco Corp
TESO
– –
-1,100
Closed -$8K
RICE
4864
DELISTED
Rice Energy Inc.
RICE
$0 ﹤0.01%
+26
New +$359
GIGA
4865
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
BSTG
4866
DELISTED
Biostage, Inc. Common Stock
BSTG
$0 ﹤0.01%
75
-10,000
-99% -$13.9K
CDI
4867
DELISTED
CDI Corp.
CDI
$0 ﹤0.01%
65
– –
NUTR
4868
DELISTED
Nutraceutical International Co
NUTR
– –
-3
Closed –
NCIT
4869
DELISTED
NCI, Inc.
NCIT
$0 ﹤0.01%
11
– –
RMGN
4870
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
38
– –
SPNC
4871
DELISTED
Spectranetics Corp
SPNC
– –
-4,001
Closed -$47K
XRA
4872
DELISTED
Exeter Resources Corporation
XRA
$0 ﹤0.01%
300
-2,000
-87% -$684
ELOS
4873
DELISTED
Syneron Medical Ltd
ELOS
$0 ﹤0.01%
58
– –
WSTL
4874
DELISTED
Westell Technologies Inc
WSTL
$0 ﹤0.01%
+6
New +$31
INVT
4875
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
20
– –
193 194
195
196 197

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.