We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICHR icon
4826
Ichor Holdings
ICHR
$2.67B
$3K ﹤0.01%
133
+128
+2,560% +$3.03K
IMKTA icon
4827
Ingles Markets
IMKTA
$1.68B
$3K ﹤0.01%
78
-25
-24% -$886
IMRN
4828
Immuron
IMRN
$9.12M
$3K ﹤0.01%
1,000
– –
JYNT icon
4829
The Joint Corp
JYNT
$119M
$3K ﹤0.01%
159
+150
+1,667% +$2.78K
KARS icon
4830
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$3K ﹤0.01%
160
– –
KODK icon
4831
Kodak
KODK
$978M
$3K ﹤0.01%
1,025
– –
LEN.B icon
4832
Lennar Class B
LEN.B
$20.7B
$3K ﹤0.01%
64
-37
-37% -$1.41K
LGI
4833
Lazard Global Total Return & Income Fund
LGI
$242M
$3K ﹤0.01%
200
-31
-13% -$492
LKFN icon
4834
Lakeland Financial Corp
LKFN
$1.56B
$3K ﹤0.01%
66
-32
-33% -$1.41K
LODE icon
4835
Comstock
LODE
$261M
$3K ﹤0.01%
509
-8
-2% -$54
MG icon
4836
Mistras Group
MG
$584M
$3K ﹤0.01%
200
– –
MXE
4837
Mexico Equity and Income Fund
MXE
$59M
$3K ﹤0.01%
+301
New +$3.14K
NCMI icon
4838
National CineMedia
NCMI
$252M
$3K ﹤0.01%
38
– –
NFLT icon
4839
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$463M
$3K ﹤0.01%
103
– –
NSIT icon
4840
Insight Enterprises
NSIT
$4.6B
$3K ﹤0.01%
47
+10
+27% +$529
NVMI
4841
Nova
NVMI
$13.1B
$3K ﹤0.01%
100
– –
PLYA
4842
DELISTED
Playa Hotels & Resorts
PLYA
$3K ﹤0.01%
337
– –
PLXS icon
4843
Plexus
PLXS
$7.04B
$3K ﹤0.01%
53
– –
PRIM icon
4844
Primoris Services
PRIM
$4.35B
$3K ﹤0.01%
163
-1
-0.6% -$20
PSN icon
4845
Parsons
PSN
$5.08B
$3K ﹤0.01%
106
+17
+19% +$606
PULM icon
4846
Pulmatrix
PULM
$5.51M
$3K ﹤0.01%
+200
New +$3.5K
FLNA
4847
Filana Therapeutics
FLNA
$45.7M
$3K ﹤0.01%
2,200
– –
SBCF icon
4848
Seacoast Banking Corp of Florida
SBCF
$3.48B
$3K ﹤0.01%
121
– –
TAC icon
4849
TransAlta
TAC
$3.99B
$3K ﹤0.01%
530
– –
TBPH icon
4850
Theravance Biopharma
TBPH
$878M
$3K ﹤0.01%
138
– –
192 193
194
195 196

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.