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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-11.08%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$11.1B
AUM Growth
-$848M
Cap. Flow
+$682M
Cap. Flow %
6.14%
Top 10 Hldgs %
14.4%
Holding
5,597
New
319
Increased
2,567
Reduced
1,671
Closed
195

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$110M
2
HDV
iShares Core High Dividend ETF
HDV
+$56.5M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$47.2M
4
AAPL icon
Apple
AAPL
+$47M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$36.6M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$75.2M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$59.4M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$27.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$26.3M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.6M

Sector Composition

Rank Sector Weight
1 Technology 6.71%
2 Financials 5.85%
3 Industrials 4.18%
4 Healthcare 4.18%
5 Consumer Discretionary 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MB
4826
DELISTED
MINDBODY, Inc. Class A Common Stock
MB
$3K ﹤0.01%
77
-7,338
-99% -$223K
HES.PRA
4827
DELISTED
Hess Corporation
HES.PRA
$3K ﹤0.01%
+63
New +$4.02K
CEMI
4828
DELISTED
Chembio diagnostics, Inc.
CEMI
$3K ﹤0.01%
481
– –
QADA
4829
DELISTED
QAD Inc.
QADA
$3K ﹤0.01%
76
-8
-10% -$350
HEWP
4830
DELISTED
iShares Currency Hedged MSCI Spain ETF
HEWP
$3K ﹤0.01%
178
-3
-2% -$62
UGLD
4831
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$3K ﹤0.01%
32
-1
-3% -$85
NAVG
4832
DELISTED
Navigators Group Inc
NAVG
$3K ﹤0.01%
40
– –
HMNY
4833
DELISTED
Helios and Matheson Analytics Inc.
HMNY
$3K ﹤0.01%
184,170
+9,500
+5% +$163
AMR icon
4834
Alpha Metallurgical Resources
AMR
$1.97B
$2K ﹤0.01%
+30
New +$2.01K
ASC icon
4835
Ardmore Shipping
ASC
$707M
$2K ﹤0.01%
+500
New +$3.12K
ASEA icon
4836
Global X FTSE Southeast Asia ETF
ASEA
$102M
$2K ﹤0.01%
100
-125
-56% -$1.95K
ATLC icon
4837
Atlanticus Holdings
ATLC
$1.47B
$2K ﹤0.01%
636
– –
BANF icon
4838
BancFirst
BANF
$3.89B
$2K ﹤0.01%
57
-3
-5% -$167
BBEU icon
4839
JPMorgan BetaBuilders Europe ETF
BBEU
$9.53B
$2K ﹤0.01%
43
-222
-84% -$10K
BMRA icon
4840
Biomerica
BMRA
$5.01M
$2K ﹤0.01%
+125
New +$2.81K
BXC icon
4841
BlueLinx
BXC
$705M
$2K ﹤0.01%
100
– –
CAC icon
4842
Camden National
CAC
$996M
$2K ﹤0.01%
46
– –
CELH icon
4843
Celsius Holdings
CELH
$7.28B
$2K ﹤0.01%
1,593
– –
CENX icon
4844
Century Aluminum
CENX
$4.59B
$2K ﹤0.01%
285
-365
-56% -$3.31K
CKX icon
4845
CKX Lands
CKX
$21.8M
$2K ﹤0.01%
200
– –
CMCT
4846
Creative Media & Community Trust
CMCT
$15M
– –
0
– –
CRNT icon
4847
Ceragon Networks
CRNT
$198M
$2K ﹤0.01%
400
– –
CVM icon
4848
CEL-SCI Corp
CVM
$26M
$2K ﹤0.01%
22
– –
CWBC
4849
Community West Bancshares
CWBC
$706M
$2K ﹤0.01%
85
– –
DBVT
4850
DBV Technologies
DBVT
$882M
$2K ﹤0.01%
27
– –
192 193
194
195 196

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Ladenburg Thalmann Financial Services held 5,597 positions worth $11.1B, down 7.1% from $12B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $682M of net new capital in Q4 2018, opening 319 new positions and adding to 2,567 existing holdings. Its largest new stake was Linde: 13,311 shares worth $2.07M.

By sector, the portfolio is most concentrated in Technology at 6.7% of assets, down from 7.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $75.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2018 buy was Linde: 13,311 shares worth $2.07M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $110M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2018 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $75.2M.
  • Ladenburg Thalmann Financial Services fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $12M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $11.1B portfolio in Q4 2018.
  • Ladenburg Thalmann Financial Services opened 319 new positions and closed 195 in Q4 2018.
  • Ladenburg Thalmann Financial Services's portfolio value fell 7.1% quarter-over-quarter to $11.1B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2018, filed 14 Feb 2019.