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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXGE
4826
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$3K ﹤0.01%
111
-98
-47% -$2.98K
UGLD
4827
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
$3K ﹤0.01%
33
– –
SDR
4828
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$3K ﹤0.01%
2,500
– –
EFII
4829
DELISTED
Electronics for Imaging
EFII
$3K ﹤0.01%
85
-94
-53% -$3.19K
NAVG
4830
DELISTED
Navigators Group Inc
NAVG
$3K ﹤0.01%
+40
New +$2.56K
ADAP
4831
DELISTED
Adaptimmune Therapeutics
ADAP
$2K ﹤0.01%
+135
New +$1.42K
AMC icon
4832
AMC Entertainment Holdings
AMC
$2.35B
$2K ﹤0.01%
11
+1
+10% +$181
ARMP icon
4833
Armata Pharmaceuticals
ARMP
$177M
$2K ﹤0.01%
71
+29
+69% +$423
ATLC icon
4834
Atlanticus Holdings
ATLC
$1.47B
$2K ﹤0.01%
636
– –
ATRA icon
4835
Atara Biotherapeutics
ATRA
$76.7M
$2K ﹤0.01%
2
– –
BGFV
4836
DELISTED
Big 5 Sporting Goods
BGFV
$2K ﹤0.01%
312
-188
-38% -$1.12K
BH.A icon
4837
Biglari Holdings Class A
BH.A
$1.2B
$2K ﹤0.01%
+2
New +$1.91K
BLRX
4838
BioLineRX
BLRX
$11.8M
$2K ﹤0.01%
4
+1
+33% +$550
CAC icon
4839
Camden National
CAC
$996M
$2K ﹤0.01%
46
-1
-2% -$45
CATX icon
4840
Perspective Therapeutics
CATX
$354M
$2K ﹤0.01%
350
+200
+133% +$1.11K
CELH icon
4841
Celsius Holdings
CELH
$7.28B
$2K ﹤0.01%
+1,593
New +$2.35K
CEVA icon
4842
CEVA Inc
CEVA
$855M
$2K ﹤0.01%
+60
New +$1.81K
CKX icon
4843
CKX Lands
CKX
$21.8M
$2K ﹤0.01%
200
– –
CLIR icon
4844
ClearSign Technologies
CLIR
$28.9M
$2K ﹤0.01%
100
– –
CRTO icon
4845
Criteo S.A. Ordinary Shares
CRTO
$915M
$2K ﹤0.01%
88
-70
-44% -$1.98K
CWBC
4846
Community West Bancshares
CWBC
$706M
$2K ﹤0.01%
85
– –
DHT icon
4847
DHT Holdings
DHT
$3.09B
$2K ﹤0.01%
300
-575
-66% -$2.6K
EFU icon
4848
ProShares Trust UltraShort MSCI EAFE
EFU
$1.13M
$2K ﹤0.01%
41
– –
ELP
4849
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$2K ﹤0.01%
870
– –
EOLS icon
4850
Evolus
EOLS
$530M
$2K ﹤0.01%
+100
New +$2.17K
192 193
194
195 196

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.