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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLI
4826
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1K ﹤0.01%
28
– –
OPGN
4827
DELISTED
OpGen, Inc
OPGN
– –
0
– –
TAST
4828
DELISTED
Carrols Restaurant Group, Inc.
TAST
$1K ﹤0.01%
59
-1,200
-95% -$13.9K
AAU
4829
DELISTED
Almaden Minerals Ltd
AAU
$1K ﹤0.01%
900
– –
SUNW
4830
DELISTED
Sunworks, Inc.
SUNW
$1K ﹤0.01%
100
– –
BVH
4831
DELISTED
Bluegreen Vacations Holding Corporation
BVH
$1K ﹤0.01%
+24
New +$815
NETI
4832
DELISTED
Eneti Inc.
NETI
$1K ﹤0.01%
22
– –
HT
4833
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1K ﹤0.01%
38
-153
-80% -$2.81K
ISEE
4834
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$1K ﹤0.01%
300
– –
SNMP
4835
DELISTED
Evolve Transition Infrastructure LP
SNMP
$1K ﹤0.01%
3
– –
BSMX
4836
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$1K ﹤0.01%
+105
New +$1.08K
AMBC.WS
4837
DELISTED
Ambac Financial Group
AMBC.WS
$1K ﹤0.01%
125
– –
ALBO
4838
DELISTED
Albireo Pharma Inc
ALBO
$1K ﹤0.01%
33
– –
BNFT
4839
DELISTED
Benefitfocus, Inc.
BNFT
$1K ﹤0.01%
33
-14
-30% -$448
AXU
4840
DELISTED
Alexco Resource Corp
AXU
$1K ﹤0.01%
1,000
– –
LFC
4841
DELISTED
China Life Insurance Company Ltd.
LFC
$1K ﹤0.01%
+71
New +$1.11K
NPTN
4842
DELISTED
NEOPHOTONICS CORP
NPTN
$1K ﹤0.01%
200
– –
CNR
4843
DELISTED
Cornerstone Building Brands, Inc.
CNR
$1K ﹤0.01%
33
– –
TVTY
4844
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$1K ﹤0.01%
+23
New +$891
SFUN
4845
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$1K ﹤0.01%
7
-40
-85% -$7.08K
IEC
4846
DELISTED
IEC Electronics Corp.
IEC
$1K ﹤0.01%
282
– –
QTS
4847
DELISTED
QTS REALTY TRUST, INC.
QTS
$1K ﹤0.01%
+11
New +$586
SYNC
4848
DELISTED
Synacor, Inc.
SYNC
$1K ﹤0.01%
300
– –
BMCH
4849
DELISTED
BMC Stock Holdings, Inc
BMCH
$1K ﹤0.01%
31
– –
HTZ
4850
DELISTED
Hertz Global Holdings, Inc.
HTZ
$1K ﹤0.01%
60
-1,104
-95% -$17.4K
192 193
194
195 196

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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.