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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBG
4826
DELISTED
Bill Barrett Corp
BBG
– –
-76
Closed -$1K
SCMP
4827
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$0 ﹤0.01%
2
-698
-100% -$16K
CUDA
4828
DELISTED
Barracuda Networks, Inc.
CUDA
$0 ﹤0.01%
24
– –
ACTA
4829
DELISTED
Actua Corp
ACTA
$0 ﹤0.01%
26
– –
RICE
4830
DELISTED
Rice Energy Inc.
RICE
– –
-500
Closed -$10K
GIGA
4831
DELISTED
Giga-Tronics Inc
GIGA
$0 ﹤0.01%
150
– –
PKY
4832
DELISTED
Parkway, Inc.
PKY
$0 ﹤0.01%
4
+3
+300% +$51
NEFF
4833
DELISTED
Neff Corporation
NEFF
$0 ﹤0.01%
+85
New +$631
NVDQ
4834
DELISTED
Novadaq Technologies Inc.
NVDQ
– –
-1,000
Closed -$12K
NUTR
4835
DELISTED
Nutraceutical International Co
NUTR
$0 ﹤0.01%
3
– –
NCIT
4836
DELISTED
NCI, Inc.
NCIT
$0 ﹤0.01%
11
– –
RMGN
4837
DELISTED
RMG Networks Holding Corporation
RMGN
$0 ﹤0.01%
38
– –
IPF
4838
DELISTED
SPDR S&P International Financial Sector
IPF
– –
-45,773
Closed -$1M
IST
4839
DELISTED
SPDR S&P International Telecommunications Sector
IST
– –
-38,153
Closed -$1.02M
CBPO
4840
DELISTED
China Biologic Products Holdings, Inc.
CBPO
– –
-8,370
Closed -$938K
ELOS
4841
DELISTED
Syneron Medical Ltd
ELOS
$0 ﹤0.01%
58
– –
INVT
4842
DELISTED
Inventergy Global, Inc.
INVT
$0 ﹤0.01%
20
– –
CWEI
4843
DELISTED
Clayton Williams Energy, Inc.
CWEI
$0 ﹤0.01%
+10
New +$439
MBRG
4844
DELISTED
Middleburg Financial Corp
MBRG
– –
-513
Closed -$9K
CDOR
4845
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$0 ﹤0.01%
+10
New +$105
WGBS
4846
DELISTED
WaferGen Bio-systems, Inc.
WGBS
$0 ﹤0.01%
20
– –
BLOX
4847
DELISTED
Infoblox Inc
BLOX
– –
-338
Closed -$9K
INXX
4848
DELISTED
Columbia India Infrastructure ETF
INXX
– –
-100
Closed -$1K
COSI
4849
DELISTED
COSI INC NEW COM STK (DE)
COSI
$0 ﹤0.01%
50
– –
EPIQ
4850
DELISTED
EPIQ SYSTEMS INC
EPIQ
– –
-276
Closed -$5K
192 193
194
195 196

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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.