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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
4801
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
415
+40
+11% +$356
CTG
4802
DELISTED
Computer Task Group, Inc.
CTG
$3K ﹤0.01%
560
-4,750
-89% -$29.7K
FDEU
4803
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$3K ﹤0.01%
183
– –
ACGN
4804
DELISTED
Aceragen Inc
ACGN
$3K ﹤0.01%
19
– –
APTX
4805
DELISTED
Aptinyx Inc. Common Stock
APTX
$3K ﹤0.01%
+100
New +$2.43K
FEO
4806
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$3K ﹤0.01%
193
-2,900
-94% -$39.1K
AMPE
4807
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$3K ﹤0.01%
21
-6
-22% -$2.51K
EPZM
4808
DELISTED
Epizyme, Inc
EPZM
$3K ﹤0.01%
250
-200
-44% -$2.28K
SFUN
4809
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$3K ﹤0.01%
20
-2
-9% -$303
XONE
4810
DELISTED
The ExOne Company
XONE
$3K ﹤0.01%
364
– –
TLGT
4811
DELISTED
Teligent, Inc
TLGT
$3K ﹤0.01%
65
-12
-16% -$481
EHT
4812
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$3K ﹤0.01%
300
– –
CUB
4813
DELISTED
Cubic Corporation
CUB
$3K ﹤0.01%
42
-73
-63% -$5.23K
NEOS
4814
DELISTED
Neos Therapeutics, Inc
NEOS
$3K ﹤0.01%
520
-42
-7% -$238
CEL
4815
DELISTED
Cellcom Israel, Ltd.
CEL
$3K ﹤0.01%
400
– –
EIDX
4816
DELISTED
Eidos Therapeutics, Inc. Common Stock
EIDX
$3K ﹤0.01%
+300
New +$4.93K
TAPR
4817
DELISTED
iPath Inverse US Treasury Composite ETN
TAPR
$3K ﹤0.01%
7
– –
GFY
4818
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$3K ﹤0.01%
168
– –
INWK
4819
DELISTED
InnerWorkings, Inc.
INWK
$3K ﹤0.01%
388
+149
+62% +$1.17K
TUES
4820
DELISTED
Tuesday Morning Corp
TUES
$3K ﹤0.01%
1,050
– –
JNMF
4821
DELISTED
WisdomTree Japan Multifactor Fund
JNMF
$3K ﹤0.01%
+102
New +$2.88K
CHKR
4822
DELISTED
CHESAPEAKE GRANITE WASH TRUST
CHKR
$3K ﹤0.01%
2,257
– –
FRAK
4823
DELISTED
VanEck Vectors Unconventional Oil & Gas ETF
FRAK
$3K ﹤0.01%
21
-6
-22% -$1.01K
RVLT
4824
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$3K ﹤0.01%
1,100
– –
ZGNX
4825
DELISTED
Zogenix, Inc.
ZGNX
$3K ﹤0.01%
61
+1
+2% +$51
191 192
193
194 195

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HAM
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.