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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACH
4801
DELISTED
Alum Corp of China Ltd
ACH
$2K ﹤0.01%
110
-13
-11% -$246
PCOM
4802
DELISTED
Points.com Inc. Common Shares
PCOM
$2K ﹤0.01%
200
– –
INOV
4803
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$2K ﹤0.01%
115
– –
CNBKA
4804
DELISTED
Century Bancorp Inc/Mass
CNBKA
$2K ﹤0.01%
21
– –
TLGT
4805
DELISTED
Teligent, Inc
TLGT
$2K ﹤0.01%
+64
New +$3.06K
TPCO
4806
DELISTED
Tribune Publishing Company Common Stock
TPCO
$2K ﹤0.01%
120
-15
-11% -$243
IPHI
4807
DELISTED
INPHI CORPORATION
IPHI
$2K ﹤0.01%
45
-755
-94% -$29.6K
BMCH
4808
DELISTED
BMC Stock Holdings, Inc
BMCH
$2K ﹤0.01%
85
+54
+174% +$1.21K
TAPR
4809
DELISTED
iPath Inverse US Treasury Composite ETN
TAPR
$2K ﹤0.01%
7
-66
-90% -$22.2K
JCAP
4810
DELISTED
Jernigan Capital, Inc.
JCAP
$2K ﹤0.01%
100
– –
IMMU
4811
DELISTED
Immunomedics Inc
IMMU
$2K ﹤0.01%
+121
New +$1.43K
GMO
4812
DELISTED
General Moly, Inc.
GMO
$2K ﹤0.01%
3,900
-18,250
-82% -$5.81K
INWK
4813
DELISTED
InnerWorkings, Inc.
INWK
$2K ﹤0.01%
+239
New +$2.56K
ZN
4814
DELISTED
Zion Oil & Gas, Inc.
ZN
$2K ﹤0.01%
1,000
– –
SMRT
4815
DELISTED
Stein Mart Inc
SMRT
$2K ﹤0.01%
2,073
– –
QGTA
4816
DELISTED
IQ Leaders GTAA Tracker ETF
QGTA
$2K ﹤0.01%
+100
New +$2.41K
GNMX
4817
DELISTED
Aevi Genomic Medicine Inc
GNMX
$2K ﹤0.01%
947
– –
AVP
4818
DELISTED
Avon Products, Inc.
AVP
$2K ﹤0.01%
1,181
-1,712
-59% -$3.68K
ENFC
4819
DELISTED
Entegra Financial Corp.
ENFC
$2K ﹤0.01%
68
– –
QTRH
4820
DELISTED
Quarterhill Inc. Common Shares
QTRH
$2K ﹤0.01%
1,000
– –
TRK
4821
DELISTED
Speedway Motorsports, Inc.
TRK
$2K ﹤0.01%
100
– –
MELR
4822
DELISTED
Melrose Bancorp, Inc.
MELR
$2K ﹤0.01%
100
– –
ONCS
4823
DELISTED
OncoSec Medical Incorporated
ONCS
$2K ﹤0.01%
+6
New +$2.1K
LOXO
4824
DELISTED
Loxo Oncology, Inc
LOXO
$2K ﹤0.01%
20
– –
AFSI
4825
DELISTED
AmTrust Financial Services, Inc.
AFSI
$2K ﹤0.01%
174
-1,930
-92% -$21.9K
191 192
193
194 195

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.